Research management in Southern African higher
learning institutions.
by Mazonde, Isaac N.
Introduction
Contemporary Southern Africa is characterized by a lack of
innovation system at the national level and a corresponding lack of
research management in the national university. A consequence of this is
that the region is not as yet positioned to harness science and
technology for its economic development. This deficiency is the major
factor contributing to the continuous lack of economic growth in the
region despite the prevalence of natural resources such as minerals and
other natural advantages like extensive coastlines. By contrast, the
developed world has moved beyond science and technology development to
innovation. The result of this is that these countries are increasing
their national wealth through expanding their share of the global market
for goods and services which derive from science and technology based
innovation. The developed countries have come a long way with
technology-based development. They have satisfied the first
pre-condition for technology transfer, which is to establish a strong
science system. Next, technology development and technology transfer
systems which are based on national economic needs and the global market
are firmly in place. For technology development to occur, at least two
things must come together: (1) social and physical infrastructure or
human resources and (2) the machines. The developed world has all of
that. However, a major requirement is the presence of a political will
that should manifest itself through an overarching framework of a
national research and an innovation strategy that largely works to
implement the national science and technology (S&T) policy. Again,
this exists in the developed world. The technology transfer system does
have underlying dynamics which need to be understood if expectations
from investment must be realistic. These underlying dynamics include the
likely size of returns, time taken to generate a positive return, and
the variability of outcome. Through successful harnessing of these, the
developed world continues to increase its economic strength.
Using the innovation success achieved in the western world,
especially by universities, I attempt to point out where gaps exist in
some countries of Southern Africa and how the sub-continent can arrange
itself through research management to meet development challenges of the
time. I have adopted a national perspective for argument in view of the
fact that research management brings together the science system, the
technological set up and the government, especially for funding
innovation. Political will is necessary in order for the nation to
mobilize adequate funding that is required to set up and implement a
functional innovation system which would be the engine of economic
growth. I go to some length to explain the need for research and
innovation management, which I argue is necessary to minimize risk,
simply because technology development and technology transfer are both
risky and expensive activities, especially within the context of
developing countries generally, but more so over Southern Africa. I
posit that effective research and innovation management are needed to
enhance the value of science and technology in the Southern African
culture. I further posit that this goal of enhancement is extremely
important if science and technology are to assist Southern African
communities to experience substantive growth within the global economy.
However, there is currently concerted effort within some African
countries to attempt entry into the global market through indigenous
technology and also through efforts to lay a foundation for innovation
based national development via strategic funding arrangements, as shown
later. To some extent, this move has been initiated through the Southern
African Development Community (SADC) when in 2000, the Community
encouraged its member states to create a Ministry of Science and
Technology as the first major step towards increasing the growth and
management of technology-based innovation. However, the fact that the
SADC secretariat does not have a desk officer for its Science and
Technology portfolio, when it has an officer for every other portfolio,
seems to underscore the Community's lack of sufficient appreciation
of the role of S&T in the economic development of the Community.
Only in 2004 did SADC produce its first Strategic Plan for Science and
Technology. Clearly, this portfolio would move very slowly due to a lack
of a desk officer.
Research and Innovation Management in Southern Africa
The positive linkage between research and development (R&D) on
the one hand and economic development on the other is no longer an issue
for debate. What remains less appreciated is the critical role played by
research management in facilitating economic growth through a nationally
structured technology development, transfer and an innovation system.
For example, while it is acknowledged that there exists a linkage
between technology development, technology transfer, innovation and
wealth creation, little do we realize that it is not merely R&D but
well directed R&D that leads to new products and services. R&D
must be well directed because of the high risk of failure involved in
the commercialization of research. In order to minimize that loss the
risk needs to be managed. That is what research and innovation
management attempts to achieve through maximising value from research
and innovation activities and ensuring strategic alignment at a
departmental, organisational and national level. Ideally, there should
be complementarity between the entire research process in the tertiary
institutions such as the universities, the government and private sector
operations. That brings about the innovation system at the national
level. Walwyn (2004, p.5) stated, "Research and innovation
management introduces processes for the identification and management of
research risk, and it assists in the selection of the most attractive
investment options from a multitude of possibilities." Optimal
investment in S&T for innovation is especially essential in the less
developed countries where there is an acute shortage of resources
necessary for expanding the national economies through innovation.
Economic development does not occur in a vacuum. The economies of
developed countries such as Japan and the United States are backed by
strong technological initiatives and successful innovation. The
innovation as well as the technological development of these countries
is based on a strong science system, which is defined by the different
research councils, while the innovation is largely based on the
successful linkages between the outputs of technology or R&D
institutes and the market. Such economies tend to be well diversified
through a well coordinated national innovation system. Knowledge
management, especially through skilful use of the Information Technology
and the cyberspace in general, is central to the structure and
functioning of these economies. In them there is continuous gathering
and processing of all types of information which is necessary for
meeting economic demands across the whole world. The economies use the
information to re-position themselves as necessary in order to take
advantage of changes in opportunities. For example, Heher (2004, p. 12)
states, "In 2002, universities in the USA and Canada earned US$1.2b
from the commercialization of research. In addition, universities that
participated in the survey conducted by the Association of University
Technology Managers (AUTM) over a 10 year period reported 4,300 new
companies formed and over 300,000 jobs created. Heher makes two more
important observations. First, he notes that the indirect economic
impact is estimated to be an order of magnitude higher. Secondly, he
states in the same publication (Heher 2004, p. 12) that "The
success of university technology transfer is considered one of the key
drivers of the sustained growth in the USA economy in the past 20
years." In this case, technology transfer by these universities is
able to re-direct R&D to produce new products and services that are
essential to continue the innovation process. Indeed without continuous
innovation, economies cannot expect to survive in a global and
increasingly competitive business environment. Other countries have
responded to this success by taking steps to put in place support
programmes for technology transfer and commercialization, as I shall
demonstrate for India later.
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