Alternate history: What if Napoleon had won at
Waterloo? What if Hitler had never been born? If the South had won the
Civil War, what would the United States look like today? To revel in
these speculations, we turn to the "alternate history"
genre.
by Benedict-Nelson, Andrew
While historians focus on what actually happened in the past,
authors who write alternate history explore what could have happened had
events taken just a slightly different turn and historical figures
responded just a little bit differently to their altered circumstances.
Harry Turtledove, for example, widely acknowledged as the master of the
genre, imagines in Ruled Britannia (2002) that the Spanish Armada
defeated the British navy in 1588. Under the resulting fanatical Roman
Catholic regime, Elizabeth I is taken prisoner in the Tower of London
and underground resistance playwright William Shakespeare writes dramas
that could win back England's freedom--or spell his own death.
In other alternate history novels, authors envision a world where
the Black Death wiped out European civilization; the Roman Empire never
even stumbled; and the American Revolution was somehow averted. World
War II is undoubtedly the most popular "point of divergence,"
or point at which the writer's world becomes different from our
own. One author even wrote a study of what these many stories mean for
our culture (Gavriel D. Rosenfeld in The World Hitler Never Made). Other
novelists, like some of the best writers in science fiction or fantasy,
simply wonder at the possibilities of the universe. (Many alternate
histories are, in fact, shelved with science fiction or fantasy.)
Alternate histories allow the author and his or her readers to
celebrate the belief--or the fantasy--that a single person can change
the course of human history and that every decision, no matter how
small, matters. Many academic historians today tend to play down the
actions of individuals and explain events through telescopic lenses.
That may make for good scholarship, but it's often no way to tell a
good story. Here are a few of those good stories, organized by their
points of divergence.
The Man in the High Castle
By Philip K. Dick (1962)
Dick's novel was one of the first to explore a world where the
Axis powers won the war, and it is still considered one of the classics
of the genre. But unlike more recent books, Dick does not elaborately
develop alternate geopolitics or posit a decades-long resistance to the
Nazis. Instead, he considers the ordinary lives of Californians living
under a Fascist puppet government--a reminder of the sad truth that
human beings can acclimate to almost anything. Even readers who
don't enjoy asking "what if " will appreciate the
questions Dick raises about history's meaning--or the lack of it.
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The Children's War
By J. N. Stroyar (2001)
* SIDEWISE AWARD FOR ALTERNATE HISTORY
Stroyar's epic novel has been called one of the most detailed
explorations of a world in which the Nazis won the war. The key players
in the story belong to the Polish Resistance, which Stroyar spent years
researching. After decades of fighting the Nazis, Stroyar's
characters have little idea what they are fighting for. The lives of the
principal characters--an English refugee with multiple identities and a
Nazi official who is secretly a rebel leader--dramatize the emotional
and moral dynamics of an exhausting but necessary resistance.
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The Plot Against America
By Philip Roth (2004)
* SIDEWISE AWAR D FOR ALTERNATE HISTORY, W. H. SMITH AWARD, SOCIETY
OF AMERICAN HISTORIANS AWARD
Perhaps because of its family ties to science fiction and
historical fiction, alternate history has often seemed too
"genre" for literary types. But Roth's novel (EXCELLENT
Nov/Dec 2004) of an isolationist America in the 1940s won acclaim from
both highbrow critics and alternate history fans (Roth won the Sidewise
Award for Alternate History even though he claimed to have never heard
of the genre when he started writing the novel). Genre fans may be
annoyed at some "literary" devices--the author appears as a
character, for instance--but will still be fascinated by a world in
which Charles Lindbergh defeats Franklin Roosevelt in the 1940
presidential election. For another recent "literary"
crossover, see The Yiddish Policemen's Union by Michael Chabon
(GOOD July/Aug 2007).
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The Summer Isles
By Ian R. MacLeod (2005)
* SIDEWISE AWARD FOR ALTERNATE HISTORY
The rise of Nazism often seems so singular that it's easy to
forget its connections to earlier history. But Hitler himself wrote that
he had borrowed ideas from the American eugenics movement and from
British internment camps for Boers and black Africans in South Africa.
MacLeod reminds us of those connections by showing how Fascism could
have arisen in an entirely different culture--a Britain that suffered
the same military and economic defeats that Germany did after World War
I. While MacLeod is clearly writing about Fascism, the frightening
aspect of his novel is just how familiar and English he makes it seem.
Originally a 1998 novella that won both the World Fantasy Award and the
Sidewise Award for Alternate History, The Summer Isles was expanded to
book length.
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The Severed Wing
By Martin J. Gildron (2002)
* SIDEWISE AWARD FOR ALTERNATE HISTORY
Alternate histories of World War II tend to focus on the military
and political consequences for the major powers of the time while
ignoring perhaps the most tragic event of the war: the Holocaust.
Gildron fills the gap by creating a world where the major cities of
Europe still have thriving Jewish quarters and languages like Yiddish
and Ladino still flourish. But all is not well in this alternate world:
not only has the West failed to reject anti-Semitism as it did in our
reality, but more subtle and sinister forces threaten this era that
could have been.
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How Few Remain
A Novel of the Second War Between the States
By Harry Turtledove (1997)
* SIDEWISE AWARD FOR ALTERNATE HISTORY
Lincoln lives, but the Union dies. That is the key twist in
Turtledove's tale of the North and the South. Turtledove hinges his
history on the lives of people who became great in our world--not just
Lincoln but Samuel Clemens, Frederick Douglass, Theodore Roosevelt, and
others. As in many of his other novels, Turtledove considers how these
great men's ambitions would have been reshaped by the broken Union
and the America that resulted. How Few Remain is the prelude to
Turtledove's magnum opus, ten additional novels that take the Union
and the Confederacy through the tumultuous 20th century.
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Stars & Stripes Forever
By Harry Harrison (1998)
Most alternate histories of the Civil War begin with Southern
victory. Harrison takes a more original tack. In the real world, the
Union seizure of a ship bearing two Confederate envoys to the United
Kingdom nearly resulted in a British declaration of war. Harrison
supposes that it did, but through a series of diplomatic and military
mishaps, the Union and Confederacy wind up as allies against a British
invasion. Stars & Stripes and its two sequels, Stars & Stripes
in Peril (2000) and Stars & Strips Triumphant (2002), have been
criticized for being unrealistic and rabidly anti-British; nonetheless,
they tap into an irresistible theme: the explosion of total world war
decades before our own era.
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Bring the Jubilee
By Ward Moore (1953)
Like The Man in the High Castle, Moore's book was one of the
first to put alternate history on the map. In his world, the Confederacy
wins at Gettysburg and becomes a world power, while the United States
misses out on the Industrial Revolution and remains a backwater vassal
state. Hodge Backmaker, a young man trying to make the best of it in New
York City, falls in with a radical Union nationalist group, the
"Grand Army," though he only wants to be a scholar. When he
finally realizes his dreams, he discovers that he may still have a
chance to change history.
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1812
The Rivers of War
By Eric Flint (2005)
Most Americans don't consider the War of 1812 as a pivotal
conflict, if they think of it at all. But the survival of the nation was
at stake for those who fought it, including larger-than-life figures
like Andrew Jackson and Sam Houston. By tinkering with these men's
fates, Flint creates a world where the Trail of Tears never occurred and
an independent, multiracial republic arises in the region of Arkansas.
Together with its sequel, 1824: The Arkansas War (2006), Flint asks how
the United States could have dealt with its racial divide sooner.
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The Probability Broach
* LIBERTARIAN FUTURIST SOCIETY 'S PROMETHE US AWARD
By L. Neil Smith (1980)
Every high school student learns how the Founding Fathers'
brilliant statecraft and the Federalists' elegant and energetic
prose saved the budding nation from anarchy. But Smith would have it
otherwise; in his alternate world, the Whiskey Rebellion led to the
collapse of the federal government and the reinstatement of the Articles
of Confederation. The result is a world in which a lack of government
intervention has accelerated North American industry, science, and
medicine. While a bit optimistic about the fruits of libertarianism,
Smith's series of novels are nevertheless considered a classic of
the genre.
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Resurrection Day
By Brendan DuBois (1999)
* SIDEWISE AWARD FOR ALTERNATE HISTORY
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NOTE: All illustrations and photos have been removed from this article.