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Security in an autonomic computing environment.


by Chess, David M.^Palmer, Charles C.^White, Steve R.
IBM Systems Journal • March, 2003 •

As computing systems have become more complex, more interconnected, and more tightly woven into the fabric of our lives, the resources involved in managing and administering them have grown at a steadily increasing rate. As the costs of system hardware and software have leveled off or decreased, the costs of the human resources devoted to system administration have continued to grow, and therefore constitute a steadily larger fraction of information technology (IT) costs. The autonomic computing initiative is aimed at addressing these increasing costs by producing computing systems that require less human effort to administer; systems that, like the biological systems that keep our hearts beating and our body chemistry balanced, can take care of routine and even exceptional functions without human intervention. (1)

Like any other significant computing system, autonomic systems need to be secure. Building secure autonomic systems is a challenge for a number of reasons. Many autonomic systems will use new techniques and new architectures whose security implications are not yet well understood. Autonomic systems should not rely on anomalous behavior caused by security compromises being noticed by humans, if they are to benefit from reduced human administration costs. Because many autonomic systems are expected to deal with a constantly changing set of other systems as suppliers, customers, and partners, they need flexible new methods for reliably establishing trust, detecting attacks and compromise, and recovering from security incidents. Because some autonomic systems deal with personal information about individuals, they need to be able to represent and demonstrably obey privacy policies required by national laws and business ethics.

Successful autonomic systems will need to be self-configuring, self-optimizing, self-protecting, and self-healing. Although security concerns are most obvious in protecting the system from attack and in recovering from the effects of attacks, security will be key in all other aspects as well. Systems must be secure in every configuration into which they might put themselves, and in every state into which they might optimize themselves. Systems must be robust against attempts to provide them with false or misleading information that might lead them to configure or optimize themselves insecurely, to enter into an unjustified trust relationship, or to fail to protect adequately against a malicious attack.

Autonomic computing will not reinvent computer science ex nihilo and the security of autonomic systems will not be an entirely new kind of security. All the traditional issues familiar to computer security researchers will arise in autonomic systems, some in more complex and urgent forms. And just as widespread program sharing and ubiquitous network connectivity took computer viruses and worms from a theoretical possibility to an annoying oddity and then to a major security concern, we should expect that the new computing environments made possible by autonomic computing will give rise to unique security threats of their own.

At least as significantly, the new abilities offered by autonomic computing will also include ways to make our systems more secure and our private data better protected. Building and administering secure computing systems is well known to be a difficult task; properly configuring a complex system to conform to security policies specified at a high level is extremely challenging even for skilled practitioners, and even the best-administered computing systems generally conform only approximately to their putative security policies. (2) By automating the process of configuring, optimizing, and protecting systems according to explicitly stated security policies, autonomic systems offer us the opportunity to do better.

In the next section of this paper, we provide a very brief overview of some of the architectural features that will be important in the design of autonomic computing systems, with an emphasis on the aspects of that architecture that relate to security. In successive sections, we survey a number of old and new security issues and opportunities as they apply to autonomic systems, and we describe two existing systems in which some of these issues have begun to emerge. Along the way, we will note both the challenges and the opportunities in providing security for autonomic computing systems.

Architectural features of autonomic computing

Autonomic computing will have implications for computing systems at all scales, from single devices to the worldwide networked economy. At small scales, we anticipate that the units of autonomic computing, generally referred to as "autonomic elements," will be comparatively simple and of fixed function, performing the same activities in concert with the same set of other elements for long periods of time. At higher levels, however, we expect that many autonomic elements will function in a very dynamic environment, in which only the element's essential mission and governing policies will remain constant. The details of how they carry out their mission and what other elements they interact with may change every day, or even every second.

We anticipate that one very common architecture for an autonomic element will involve two parts: a functional unit that performs whatever basic function the element provides (such as storage, database functions, Web services, and so on), and a management unit that oversees the operation of the functional unit, ensures that it has the resources that it needs to perform its function, configures and reconfigures it to adapt to changing conditions, carries out negotiations with other autonomic elements, and so on. (3) Figure 1 shows a simple conceptual diagram of an autonomic element consisting of a functional unit and a management unit.

[FIGURE 1 OMITTED]

The thin arrows connecting the management unit to the world outside the autonomic element represent the management unit's dealings with other autonomic elements (and potentially with other external resources). The thick arrows connecting the functional unit to the outside world represent the channels by which the element acquires the resources that it needs to carry out its basic function, and by which it delivers the results of that function to other elements. The arrows between the management unit and the functional unit represent the sensors and effectors by which the management unit monitors and controls the functional unit, and the arrows between the management unit and the loops around the function arrows represent the access control that the management unit exercises over these functional channels. No autonomic element or other entity can provide a resource to this element, or obtain any service from it, without the permission of the management unit, as negotiated and obtained through the management channels.

In order to make the decisions necessary to properly oversee the operation of the functional unit and to achieve the flexibility required to make the element self-managing, many management units will carry with them, or otherwise have access to, policies that govern and constrain their behaviors at a comparatively high level and task and state representations that functionally describe their current mission, strategy, and status at a lower level. Unlike conventional computing systems, which behave as they do simply because they are explicitly programmed that way, the management unit of an autonomic element will often have a wide range of possible strategies available to it in fulfilling the policies that govern it, and an explicit representation of the current state of its efforts to carry out those policies.

Some of the policies that govern an autonomic element will be security policies. An element's security policies may include descriptions of what level of protection needs to be applied to the various information resources that the element contains or controls, rules that determine how much trust the element places in other elements with which it communicates, what cryptographic protocols the element should use in various situations, under what circumstances the element should apply or accept security-related patches or other updates to its own software, and so on. Other policies will control the strategies that an element uses to recover when one of its suppliers fails to provide an expected resource, and to which of its commitments to give the highest priority when not all can be fully met. These policies will either be directly specified by a human, implicitly specified (as by a human accepting a default), or derived from higher-level policies by the rules of the appropriate policy calculus.

Some of the task and state representations that a management unit holds to describe the current status and activities of the element will also be relevant to the element's security. A management unit may, for instance, have:

* A representation of the other elements upon which it currently depends, and how much it trusts each of them

* A representation of the current life-cycle state of the software that the element is running and whether or not there are any security updates available for it

* A list of contact information for one or more other autonomic elements or human administrators who should be notified when certain suspicious circumstances are observed

* Agreements with one or more other autonomic elements to provide it with security-relevant information, such as log-file analyses or secure time-stamping

* A list of previously-vetted resource suppliers, used to quickly verify the digital signatures on the resources they provide


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COPYRIGHT 2003 All Rights Reserved. Reproduced with permission of the copyright holder. Further reproduction or distribution is prohibited without permission.
Copyright 2003, Gale Group. All rights reserved. Gale Group is a Thomson Corporation Company.
NOTE: All illustrations and photos have been removed from this article.


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