Abstract:
Certain lines of inquiry raised by the philosopher-sociologist
Zygmunt Bauman are germane to critical perspectives on environmental
management. This paper provides an introduction to these potential
crossovers, in particular, with regards to control of humans and nature.
This is not the place to present a detailed account of Bauman's
interpretation of a causal link between the Holocaust and modernity,
however, Bauman's thinking provides historical and philosophical
dimensions, which may enrich the arguments of thinkers who choose to
question various forms of control-oriented managerial thinking --
including environmental management. Bauman's reading of modernity
as a control-obsessed "gardening culture" provides a
metaphoric departure point from his primarily sociological thinking into
the realm of the more-than human, a theoretical linkage that may open up
some of Bauman's wide-ranging and incisive critical thinking to a
wider, and in this case, environmentally-attuned audience.
Certains domaines d'etudes proposes par le philosophe et
sociologue Zygmunt Bauman ont des liens avec certaines perspectives
critiques de la gestion environnementale. Cet article est une
introduction a ces possibles croisements. Cet article ne propose pas un
compte-rendu detaille de l'interpretation de Bauman concernant un
lien de causalite entre l'Holocauste et la modernite, mais la
pensee de Bauman presente neanmoins des dimensions historiques et
philosophiques qui peuvent enrichir les arguments des penseurs qui ont
fait le choix de questionner divers types de gestions axes sur le
controle - y compris la gestion environnementale. L'interpretation
de Bauman de ce qu'est la modernite, c'est-a-dire une <<
culture de jardinage >> obsedee par le controle foumit un point de
depart metaphorique pour aller de la pensee d'abord sociologique de
Bauman vers le royaume du plus qu'humain: un lien theorique qui
pourrait faire connaitre la pensee critique vaste et incisive de Bauman
aupres d'un public plus large et, dans ce casci, interesse par la
question environnementale.
Keywords:
Enlightenment, Holocaust, control, gardening, chaos.
Introduction
Bavington (this volume) identifies three paradigms that have been
utilised in the field of environmental management/managerial ecology:
management as control, management as careful use, and management as
coping. Due to fundamental changes in ecological thinking, current
eco-managerial thinking shifts the focus of environmental management
away from wildly unpredictable ecological systems onto the realms of
human and human-ecosystem interaction -- where some propose
"control is viable" (Holling and Meffe, 1996: 335). However,
despite evolving managerial paradigms and a shift of the managerial
focus from ecosystem to social system, Bavington observes that the
underlying equation 'management = control' remains essentially
unchallenged, with obvious political and ethical ramifications.
The political and ethical costs of social-engineering or social
management have been explored in some detail by the sociologist Zygmunt
Bauman. He pinpoints the Enlightenment as the principle source of
control-oriented science and philosophy, which validates and endorses
modern calls to 'manage' (i.e. control or order) human beings
for the sake of the environment, or, indeed, the environment for the
sake of human beings. The chief insight offered by Bauman's
thinking viz. managerial ecology may be an elaborated understanding of
order in two senses: Firstly, Bavington's paper considers how
certain control-oriented aspirations of managerial ecology have
disturbing implications when transported to the human realm. Via a
little re-ordering, Bauman offers a similar insight in reverse: already
tested forms of managing human beings have ominous implications for
humans, non-humans, and the wider environment alike. Secondly, within
any management programme, irrespective of intended targets -- humans,
ecosystems, both simultaneously or others -- control/ordering remains a
central motif. Via the managerial application of these twin concepts, a
variety of issues regarding ethics, power, and politics emerges.
If the control/order problematic and the Enlightenment thinking
that aggrandizes the concepts of control/order require unpacking, then
Bauman provides a body of work that addresses these very issues. Using
the simple and easily grasped image of the garden (society) and gardener
(social-engineer/manager), Bauman highlights the interrelated concepts
of order and control. These are perennial concerns of the gardener,
whether s/he is a real gardener pulling up weeds or a metaphorical
social gardener rounding up human beings in the interests of a
managerial plan. Drawing upon and extending the thinking of Hannah
Arendt (1951) and Adorno and Horkenheimer ([1944]1997), Bauman's
critique also warns us that attempts to equate society and nature and to
manage the former according to the principles of the latter, have
yielded catastrophically cruel results in the past. Bauman's
thinking -- and my own resultant research -- is primarily concerned with
the philosophical and ethical implications of the gardening metaphor. T
he imagery has obvious crossovers to the realm of (critical)
environmental management/managerial ecology, and this paper discusses
few of these possibilities.
Modernity and the Holocaust
The leitmotif of Bauman's book Modernity and the Holocaust is
that the Holocaust and the Soviet Gulag were not caused by a breakdown
in Enlightenment values, nor did they represent a relapse into pre-modem
or 'pre-civilised' barbarism. Rather, the efficiency and
vision required to kill and dispose of so many people in such a short
space of time was an application of processes more usually accepted as
both normal and necessary components of a well-managed, modern society:
[a] The two most notorious and extreme cases of modem genocide did
not betray the spirit of modernity. They did not deviously depart from
the main track of the civilizing process. They were the most consistent,
uninhibited expressions of that spirit...They showed what the
rationalizing, designing, controlling dreams and efforts of modern
civilization are able to accomplish if not mitigated, curbed or
countered . . . [b] Like everything else done in the modern -- rational,
planned, scientifically informed, expert, efficiently managed,
coordinated -- way, the Holocaust left behind and put to shame all its
allegedly pre-modern equivalents, exposing them as primitive and
wasteful by comparison ... It towers above the past genocidal episodes
in the same way as the modem industrial plant towers above the
craftsman's cottage workshop, or the modern industrial farm .
towers above the peasant farmstead (Bauman [a]1989:93, [b] 1989:89).
Having dropped his bombshells, Bauman is careful to point out that
while the Holocaust was a manifestation of modern technics being taken
to an extreme end, living in the modem world is generally not a
Holocaust-like experience. Rather, the Holocaust is one of various
possibilities that modernity offers. Industrialised genocide represents
one 'shadow' of modernity which cannot be divorced from its
more celebrated triumphs. As Beilharz observes:
[Modern] civilization both creates and destroys. This
contradiction, however, is exactly what is missing from most of the
sociology of modernity, which identifies either dynamic progress or
barbarism but not both, together (Beilharz 2000:91).
Bauman's point is that many of the processes synonymous with
modern social structuring are Janus-faced. Along with mass
industrialisation, modernity also enabled industrial-scaled genocide to
happen. While the impulse to corral or kill ethnic groups is hardly a
new turn of events, the ability to follow such plans through to a
previously undreamed of scale, with equally unprecedented levels of
orderly efficiency, is a relatively recent (modern) phenomena. However,
Bauman qualifies this broadside against industrialization by arguing
that for genocide to take place, advances in technology must be coupled
with an "ideologically obsessed power elite" that can realise
its will by harnessing the most efficient means of social engineering
available at any given time, if -- and it is a big if -- unchecked by
effective opposition. Hence for industrial-scaled genocide to happen,
various factors need to be aligned in a particular constellation:
The Holocaust is a by-product of the modem drive to a fully
designed, fully controlled world, once the drive is getting out of
control and running wild. Most of the time, modernity is prevented from
doing so. Its ambitions clash with the pluralism of the human world . .
. When the modernist dream is embraced by an absolute power able to
monopolize modern vehicles of rational action, and when the power
attains freedom from effective social control, genocide follows. A
modern genocide -- like the Holocaust. The short-circuit . . . .between
an ideologically obsessed power elite and the tremendous facilities of
rational, systemic action developed by modern society may happen
relatively seldom. Once it does happen, however, certain aspects of
modernity are revealed which under different circumstances are less
visible (Bauman 1989:93- 94).
Bauman's bleak reading of modernity is, of course, unlikely to
escape criticism. For example, although they do not mention
Bauman's linkage of the Holocaust and technological progress in
their polemical book, Heidegger and Modernity, Ferry and Renault (1990)
read Heidegger's critique of modernity and modern technology
(which, in some limited ways, resembles Bauman's (1)), as
simplistic and anti-democratic. In other words, sweeping critiques of
modernity as expressed by Heidegger and other postmodern/antimodern
theorists who, they allege, have followed in his footsteps (Foucault and
Derrida are named), may entail throwing out the progressive babies of
Enlightenment humanism along with the amoral bath-waters of
technoscientific rationality. Indeed, the very method of referring to
one of humanity's darkest chapters in order to unveil more common
mechanisms of power is, for some, a questionable approach to take from
the outset. Birdsall adopts this position when he observes: "There
are lessons to be learned from the most extreme cases of evil. But ...
extreme cases are not representative of most human experiences. So far
beyond the lives of most of us, extreme examples verge on the
incomprehensible" (Birdsall, 1996: 619).
However, a different perspective arises in Arendt's definition
of evil as banal, which is drawn from her first hand experience at the
trial of the Nazi war-criminal Adolf Eichmann. Benhabib (2000: 66)
observes that Arendt
was taken aback by what she later described as the sheer
ordinariness of the man who had been party to such enormous crimes:
Eichmann spoke in endless cliches, gave little evidence of being
motivated by a fanatical hatred of the Jews, and was most proud of being
a "law-abiding citizen." It was the shock of seeing Eichmann
"in the flesh" that led Arendt to the thought that great
wickedness was not a necessary condition for the performance of (or
complicity in) great crimes. Evil could take a "banal" form,
as it had in Eichmann (Benhabib 2000: 66).
Bauman provides a good deal of applied thinking regarding how such
'banal' "machinery of evil" may actually function at
the mundane, everyday level (see Bauman, 1994). He argues that the
Holocaust was largely enacted by regular people rather than
ideologically driven, 'evil monsters'. As Bauman (1989:26)
points out, many of the "'moral sleeping pills' made
available by modern bureaucracy and modern technology," as
harnessed by the Nazis, were not invented by the Nazis. Rather, they
were -- and still remain -- structuring features of all modern
societies, features that many people utilise and are affected by every
day of their lives. Beilharz highlights the everyday quality of
modernity's "moral sleeping pills" by posing a moral
question that such anaesthetics are intended to by-pass or quash:
The Holocaust forced upon us this universal message: faced with a
morally impossible question, what would / do? Fascism did not result
from chaos, from the heat of madness, but was administered through an
impeccable, faultless and unchallenged rule of law and order. The good
Nazis were, after all, those who like you and me, did what was expected
of them, followed orders. If they did it, so could we (Beilharz 2000:
98).
Beilharz's comments reveal one of the central themes that
permeates a good deal of Bauman's work: the response of the
individual actor to socially approved norms that the individual may find
morally unacceptable. In a regime such as Nazi Germany, where acting as
a 'good citizen' resulted in an immoral end, the tactic of
always placing institutionally constructed ethics over individual moral
feelings becomes dangerously flawed. Note the distinction applied here
to ethics and morality. The term 'ethical' is being used to
represent systematic forms of normative, institutionalised,
legally-enshrined rules and laws, which primarily rely upon
reason/rationality for foundational authority. I use the word morality
to refer to the element of personal action/choice involved in personal
dilemmas which may draw upon emotions, personal ties, and intuition as
well as so-called 'reason' in way of guidance (see Bauman 1993
for background). The Holocaust and Gulag serve as warning examples of
where societies guided by institu tionalised rational-legal ethics at
the expense of individual moral responses may potentially lead. If
actions which seem morally repugnant to the individual are endorsed by
the powerful, then the goalposts of moral authority are justifiably
moved away from the jurisdiction of the State or corporation or whoever,
and into the hands of individual moral actors or groups thereof. To cite
Beilharz:
With a slight shift of emphasis, Bauman argues, the challenge of
the Holocaust to law or right is deafening ... The good citizen may
henceforth be he or she who stands against the diktats of compulsory
Gemeinschaft. As Hannah Arendt argued, in effect, it now became
incumbent upon us to contemplate the problem of moral responsibility for
resisting socialization (Beilharz 2000: 102-103).
The Holocaust therefore serves as a focal point for Bauman's
arguments regarding the danger of modernity's privileging of
institutionally derived ethics before and over the moral impulses of
individuals or civic (i.e. non-state) social groupings. As Beilharz goes
on to observe, a basic sense of right or wrong -- which Bauman (1993)
aligns with innate moral capacity as opposed to institutionally
constructed ethics -- may well precede socialization. However Beilharz,
a sociologist, shies away from exploring the implications of this
essentialist potentiality, or considering what this acknowledgement of
non-social factors implies for social-constructivist thinking in
general. Instead Beilharz insists that morality is invariably grounded
in the social realm, his point being that the social construction and
mediation of morality/ethics can mean completely different things
depending on the motivations of the determining social group in
question:
The ordinary relativism in morality generated by communal
difference does not apply to the human capacity to differentiate between
right and wrong. Something must on this account, precede socialization
or the conscience collective; and this is why solidarity as such is not
a good thing, but can be good or bad, as social solidarities can be
constructed for different reasons and put to different ends ... Moral
capacity, in this sense, must be located in the social, but not the
societal sphere; or it must be practised in the realms of civil society
rather than in the state. Morality results from being with others, not
from rote instructions or code lists; we may find morality acted out
within institutions, but it does not originate within the loci of such
structures (Beilharz 2000: 103).
At this point, the reader may quite reasonably ask: What have these
ethical observations got to do with gardening or managerial ecology? One
point from whence to begin penetrating Bauman's modernity-Holocaust
thesis -- and understanding its implications for environmental theory --
is Bauman's metaphoric portrayal of modernity as a
"gardening" culture. The imagery could not be simpler:
Modern culture is a garden culture. It defines itself as a perfect
arrangement for human conditions. It constructs its own identity out of
distrust of nature. In fact it defines itself and nature, through its
endemic distrust of spontaneity and its longing for a better and
necessarily artificial, order. The order, first conceived of as a
design, determines what is a tool, what is raw material, what is a weed
or pest. .. From the point of view of the design, all actions are
instrumental, while all the objects of action are either facilities or
hindrances (Bauman 1989: 92).
Evidently, a good deal of social comment is tied up within the
apparent simplicity of the gardening metaphor; however, the concept of a
societal-scale gardener works on many levels, including the most literal
-- such as the human attempt to tame and transform wild nature into a
resource that serves anthropocentric ends. 'Weeds' or
'pests' in a real garden may, according to the vagaries of
definition, be any unwanted plants, animals, or insects. In each case,
such threats of disorder pose a challenge to horticultural order, hence
they must be managed or eliminated according to the policy of the
gardeners in question. Clearly, troublesome weeds could represent any
number of things when taken as social metaphors. The ultimate terminus
of this argument equates unwanted weeds with unwanted groups of human
beings -- Jews, gypsies, Palestinians, illegal immigrants, Iraqis, Kurds
and so on. Bauman pursues this line of thinking by referring to the most
extreme destination social gardening may reach:
Modern genocide, like modern culture in general, is a
gardener's job ... All visions of society-as-garden define parts of
the social habitat as human weeds. Like all other weeds, they must be
segregated, contained, prevented from spreading ... Stalin and
Hitler's victims ... were killed in a dull, mechanical fashion with
no human emotions -- hatred included -- to enliven it. They were killed
because they did not fit, for one reason or another, the scheme of a
perfect society ... They were eliminated so that an objectively better
human world -- more efficient, more moral, more beautiful -- could be
established. A Communist world. Or a racially pure, Aryan world. In both
cases, a harmonious world, conflict-free ... orderly, controlled (Bauman
1989:92).
Three ideas broached in the last quotation need to be highlighted
as they inform a good deal of critical thinking from Bauman's
'postmodem-period'. (2) Firstly the observation that victims
of the Holocaust "were killed in a dull, mechanical fashion with no
human emotions" opens an entry to Bauman's critique of the
wisdom that lies behind the Enlightenment eulogising of cool, detached
reason as the cardinal narrative by which to navigate individual and
societal ethics (Bauman, 1989, 1993). Bauman argues that the divorce of
morality from 'irrational' or personal sentiments and feelings
is not the only thing served by a strict application of rationality. Its
antithesis immorality may also benefit from the logician's touch,
leaving the individual's moral conscience and resulting behaviour a
poor second best to whatever actions seem rational or rationalizable in
any given ethical quandary. Secondly, the critique of a Hobbesian model
of enforced control and order as the primary basis for a
"harmonious world" permea tes much of Bauman's writing.
Such "social-engineering ambitions of the new state" (1991:27)
-- along with the privileging of reason -- also crystallised in the
Enlightenment era. Thirdly, the process of classifying society into
sub-groups of weeds and non-weeds betrays another process synonymous
with the modern obsession with control: the drive to
order/control/manage human society and nonhuman nature alike via
bifurcating codes of scientifically coded taxonomy.
The Historical Roots of the Gardening Metaphor
The imagery of society-as-garden is rooted in Enlightenment
sensibilities and ambitions. Bauman (1991: 27) quotes Frederick the
Great, "the monarch most closely approximating les philosophes
ideal of the enlightened despot," to illustrate his point:
It annoys me to see how much trouble it takes to cultivate
pineapples, bananas and other exotic plants in this rough climate when
so little care is given to the human race. Whatever people say, a human
being is more valuable than all the pineapples in the world. He is the
plant we must breed.., for he is the ornament and the glory of the
Fatherland (Frederick the Great, cited in Bauman 1991: 27).
Bauman argues that while Frederick the Great was merely picking up
on the philanthropic zeitgeist of the Enlightenment era, the modern
evolution of the managerial capacities of the modern state, coupled with
advances in biological science, eventually transformed the vision of
Frederick the Great into the real-world eugenic experiments of the 20th
Century. As the future Nazi minister of Agriculture, R.W. Darre observed
in 1930:
He who leaves the plants in a garden to themselves will soon find
to his surprise that the garden is overgrown by weeds and that even the
basic character of the plants has changed. If therefore the garden is to
remain the breeding ground for the plants, if in other words, it is to
lift itself above the harsh rules of natural forces, then the forming
will of a gardener is necessary, a gardener who . . . carefully tends
what needs tending and ruthlessly eliminates the weeds . . . a people
can only reach spiritual and moral equilibrium if a well-conceived
breeding plan stands at the very centre of its culture (Darre cited in
Bauman 1991: 27).
Bauman goes on to quote various 20th Century scientists who made
the connection between gardening and the potential improvements offered
to society by a marriage of eugenics and social engineering (1991:
27-29). It is the common drive towards instrumental control rather than
a shared politics that unifies the various protagonists cited, and,
crucially, it is the ubiquity of such controlling visions within
'well-intentioned' scientific and political thinking generally
-- the application of results-driven scientific methodologies to the
social realm -- that motivates Bauman's broader critique:
Let us emphasize that none of the above statements [from various
scientists] was ideologically motivated; in particular, none of them was
aimed specifically at the Jews. . .The quoted scientists were guided
solely by proper and uncontested understanding of the role and mission
of science -- and by the feeling of duty towards the vision of good
society; a healthy society, an orderly society. In particular, they were
guided by the hardly idiosyncratic, typically modern conviction that the
road to such a society leads through the ultimate taming of the
inherently chaotic natural forces, and by systematic, and ruthless if
need be, execution of a scientifically conceived rational plan (Bauman
1991: 29).
The centrality of science within such narratives of control is
perhaps indicative of science's traditional philosophical
orientation -- the Baconian and Cartesian directives of mastery over
nature. Also, the role science plays as the provider of the technics
(Mumford: 1934) necessary to realize abstract political goals inevitably
places it at the very centre of recent social-engineering projects -
regardless of their ideological motivations. As Bauman observes, it was
the advance of technology in tandem with the evolving managerial
capacities of the modern state that transformed Frederick the
Great's metaphors into 20th Century eugenics. Obviously, a mass of
contestable and highly controversial historical baggage lies between
these readings of gardening as a managerial metaphor and gardening as
applied biological science. Bavington's (this volume) concerns
about the implications of a shift from managing nature to managing
humans makes this baggage especially salient for a critique of
managerial ecology.
Bauman begins unpacking this volatile baggage in his 1985 paper --
"On the Origins of Civilisation" -- a paper which takes us
back to the courtly sophistication of 18th Century France, a period when
the word civilisation (which we now understand to be a noun) was then
understood, by utilising the suffix - iser, to be a verb of active
intervention -- Civiliser:
... the 18th Century was marked by significant innovations in
French vocabulary. One of the most thought-provoking novelties was a
sudden proliferation of verbs ending with '-iser':
centraliser, federaliser, municipaliser. . . etc. Like all verbs they
mean action. An action, however, turned upon an outside object; an
action which aims at transforming the said object. . .Civiliser was one
of these new verbs . . . the verb civiliser (to civilise) and the
corresponding participle civilise (civilised) had become linguistic
currency well before . . . the derivative noun, civilisation, was
invented...the sages and politicians of the 18th century had no use for
the idea of 'civilisation'. Their job was not the
contemplation of the world as it was, but making it as it ought to be
... lifting fellow human beings to a new level of existence (Bauman
1985:7).
Bauman argues that the project civiliser had a semantic antecedent
in the word civilite -- translatable as courtesy -- or, behaviour fit
for the royal Court. According to Bauman's interpretation, civilite
began as a system of affectation which served as a veneer over
one's 'wild' or 'natural' impulses. Civilite
was a camouflaging of the "killer instincts" via the smiles
and gestures of Court-etiquette. By emphasising the shallowness of
civilite however, Bauman suggests that nothing much is changed in the
process of becoming 'civilised' -- the killer instincts are
merely masked. This tid-bit of historical information partly informs the
deep-seated mistrust Bauman displays toward Eurocentric, modern
civilisation; a mistrust which finds its ultimate expression -- and
justification perhaps -- in Bauman's thinking on the Holocaust:
There are two antithetical ways in which one can approach the
explanation of the Holocaust. One can consider the horrors of mass
murder as evidence of the fragility of civilization, or one can see them
as evidence of its awesome potential. One can argue that, with criminals
in control, civilized rules of behaviour may be suspended ...
Alternatively one can argue that, once armed with the sophisticated
technical and conceptual products of modern civilization, man can do
things their nature would otherwise prevent them from doing. To put it
differently, one can, following the Hobbesian tradition, conclude that
the human pre-social state has not yet been fully eradicated, all
civiliszing efforts notwithstanding. Or one can, on the contrary, insist
that the civilizing process has succeeded in substituting artificial and
flexible patterns of human conduct for natural drives, and hence made
possible a scale of inhumanity and destruction which had remained
inconceivable as long as natural predispositions guided huma n action
(Bauman 1989: 95).
Civilite and the project civiliser can be read as first steps on
the modern road which, along with instrumental rationality,
bureaucratisation, and the distancing effects of technology, contributes
toward what Bauman (1993, 1994) dubs moral-distance: the spatial and
emotional gulf between the perpetrator and recipient of any given
action. Bauman argues that modern societies actively create
moral-distance via the sublimation of 'troublesome' personal,
moral impulses to institutionally managed ways of doing, which
systematically remove the individual's moral impulses from the
ethical rule-book according to the distinctions noted above. Hence
Bauman's thesis that the sublimation of personal moral sentiments
to universal, institutionally-enshrined ethical codes is a potential
abuse of power which creates as many moral dilemmas as it purportedly
sets out to relieve.
It is the extension of civilite -- and therefore, the thinking that
precedes and enables moral distance to take root -- from the
"gardens of Versaille" to the "wilderness of
society" that suggests the wider implications of gardening culture
as a metaphor for wide-scale social engineering. Initially, the lofty
social-standing of the proponents of gardening culture itself comes in
for criticism from Bauman. Somewhat ironically, despite the emancipating
intentions of the Enlightenment visionaries, the methods chosen to
achieve their programme of societal improvement seem to have followed an
older and inexorably elitist trajectory; a trajectory pre-determined by
a mix of Renaissance humanism and esoteric speculation about the human
soul:
What the elite emancipated itself from was the 'animal'
or not-sufficiently-human, ignorant, dependent, 'other side'
of their selves -- which became immediately projected upon le menu
peuple, the coarse and uncouth 'masses' that in the eyes of
the self-liberating elite epitomized all these hideous and repugnant
marks of the animality in man. As Robert Muchembled, the incisive
analyst of the 'great schism' put it. . . The masses, like the
inner demons which the self-shaping elite wished to exorcize, were
'judged to be brutal dirty, and totally incapable of holding their
passions in check so that they could be poured into a civilized
mould' (Bauman 1993:23 emphasis in original).
Gardening culture, remember, is built upon a fundamental distrust
of unordered nature (1989: 82). Bauman contends it is the extension of
the same mistrust of nature -- viewed as the epitome of disorder -- to
elements of human society who behave in a natural manner that seems to
validate the Enlightenment assumption that an elite class of teachers --
or, more contemporaneously, managers -- can and should exercise dominion
over the misguided 'masses'. While the former class has
emancipated itself from base natural instincts and erroneous forms of
knowledge via an application of reason, the latter group is still
wallowing in the "animality of man," and awaits the
enlightening touch of civilite.
The Intellectuals' Bid for Power
The schism between a guiding elite and the needy masses ultimately
manifests as a dichotomy between those in need of education -- moral or
otherwise -- and a controlling group of gardeners able to promulgate and
guide the beliefs and changes requisite for creating a universally
civilised society. According to Bauman's account, the gardening
mentality of the Enlightenment also reflected a budding alliance between
the Enlightenment intellectual elite and the concurrently evolving
powers of the state; both camps shared similar beliefs and both camps
had their respective 'weeds' to contend with. Bauman traces
this "Intellectualist bid for power" (1985: 13) back to
Descartes and Kant, suggesting that the wellmeaning proponents of
Enlightenment critical philosophy were happy to court power in the
promotion of reason -- theoretical and applied:
To legislate and to enforce the laws of reason is the burden of
those few, the knowers of truth, the philosophers... Kant had little
doubt as to the nature of the task; to explain it he drew his metaphors
profusely from the vocabulary of power. . . There was a genuine affinity
between legislating ambitions of critical philosophy and the designing
intentions of the rising modern state; just as there was a genuine
symmetry between the tangle of parochialisms the modem state had to
uproot to establish its own supreme and uncontested sovereignty, and the
cacophony of 'dogmatic schools' that had to be silenced so
that the voice of universal and eternal. . . reason could be heard
(Bauman 1991:23 - 24).
The gardening technique, then, represents an alliance of utopian
vision and rationally applied statecraft. It seemed that a universal
embrace of good manners, right-thinking and civilized behaviour was best
achieved by orderly enforcement; in other words the velvet gloves of
civilisation contained iron fists of law and order. According to
Bauman's narrative however, the hand and glove were perfectly
matched, for, as he puts it:". . . there was a certain
Wahlverwandschaft -- elective affinity -- between the strategy of
legislative reason and the practice of the state power bent on
imposition of designed order upon obstreperous reality" (Bauman
1991:26).
Once the gloves of civilite were removed then, the
intellectuals' bid for power was largely about wielding ideological
influence: "At stake is the right to rule over the thoughts of the
people... Thus the power struggle is first and foremost about
education" (Bauman 1985: 9). If Bauman's account is accurate,
this rationale ultimately entailed the progression of ideological
control from the level of state education, onward and upward toward
controlling the state directly (1985: 9). Back at the grassroots level,
State-endorsed education was not merely about promulgating the
illuminating messages of reason however, it was also about forcibly
removing the 'wrong' ideas as perpetrated by those out of step
with the emergent Enlightenment values. The latter included the Church,
which posed both an ideological and political threat to the power base
of the emerging modern state, (3) and the 'folk' wisdom of lay
--people in general -- what Bauman (1985:10) describes as" the lore
of popular culture and community -- supp orted life wisdom -- common
sense in general, with its irritating propensity to
self-reproduction." This two-edged reading of the Enlightenment
educational project may recall Beilharz's earlier comments
regarding the shadow of modem progress. According to Bauman's
critical account, for the flowers of reason to blossom in the extended
garden of civilite, various weeds -- both philosophical and cultural --
first had to be physically and ideologically uprooted. In other words,
the process of Enlightenment civilisation involved the use of physical
and ideological violence against its adversaries, violence which could
of course be justified in the name of a higher, state endorsed, goal.
Ambivalence and Order
A not-so-tenuous link should now be emerging between Bauman's
thinking upon the events of the Holocaust and Gulag, the extension of
civilite from the gardens of Versailles, and the moral and educational
crusades of the Enlightenment. Although in hindsight the Holocaust
appears to be an abomination and the other factors listed necessary
steps toward globalizied 21st century civilisation, all the narratives
manifest modernity's relationship with the intertwined narratives
of order, control and progress to varying degrees. They each exemplify
the ordering of human society and nature alike via a planned, rational
framework in order to progress towards a perceivably better world. The
challenge Bauman's thinking poses to this project is the
realisation that a thin line stands between 'well intentioned'
social-engineering and Weber's dystopian image of instrumental
rationality gone awry -- the iron cage. Such a reading implies that the
Holocaust and Gulag, rather than being blips in the smooth ascendance of
modernit y, were eventualities -- not accidents waiting to happen. The
philosophical thread that binds together modern genocide, modern ethics,
modern education and modern notions of civilisation is itself a product
of modem thinking and consists of two interrelated tenets:
1. The assumption that humankind creates order out of chaos must
presume a state of permanent natural disorder. Hence ...
2. The removal of disorder or ambivalence -- physical and mental --
demands the imposition of man-made order upon the prevailing condition
of natural disorder.
Bauman is not proposing that concepts of order and disorder were
'invented' in the Enlightenment, rather, early modernity was
the era when physical and mental ordering became paramount concerns for
both intellectuals and the emerging state apparatus alike (Heatherington
and Lee, 2000). Both camps were seeking to justify the governmental
narratives of order-building and intrusive, applied reason hence, what
better way to frame such activities than by pitting them against the
metaphysical fabric of the universe? This, of course, meant revising
medieval concepts of a divinely ordained 'great chain of
being' and reassigning the authority to order the world to
humankind alone. Under the new conditions, order could no longer be
extrapolated from the book of nature via religion or hermetic magic
(Baigent and Leigh, 1997), but had to be actively created by man. Within
these new philosophical parameters, the natural state of disorder
becomes a challenge, a threat even, to the ordering rationale of les
philosophes and the political aspirations of the emerging
'Leviathan' state. Bauman cites Stephen Collins' study of
Hobbes to illustrate this point:
[a] Hobbes understood that a world in flux was natural and that
order must be created to restrain what was natural...order was coming to
be understood not as natural, but as artificial, created by man and
manifestly political and social...
[b] The raw existence, the existence free of intervention, the
unordered existence...become now nature: something singularly unfit for
human habitat -- something not to be trusted and not to be left to its
own devices, something to be mastered, subordinated, remade so as to be
readjusted to human needs ([a] Collins cited in Bauman 1991: 5, [b]
Bauman 1991: 7).
Bauman argues that similar sentiments were also apparent -- nay,
rampant -- in the science and moral philosophy of the Enlightenment era.
It is the unification of all three voices under a common, rubric of
control which binds ostensibly independent discourses -- philosophical,
political, and scientific -- together in a common alliance geared-up for
control. The human weeds of the Holocaust, the spiritual weeds of the
Church, and the communal weeds of lay-wisdom, were all waste-products or
victims of bifurcating systems of ordering classification, or, to return
to Bauman's metaphor, gardening. Each of the respective weeds
exists within a dualistic framework which assumes a dichotomy between
approved elements for inclusion and disapproved elements for exclusion:
healthy plant and weed, good rational thoughts and bad irrational
thoughts. According to Bauman's master-key, all the preceding
dichotomies can be collapsed into one fundamental cleavage: order and
disorder. The ordering procedure creates or 'discovers'
disorder via the process of classification. Furthermore, order utilises
this production of disorder to justify its own definitive standing as
order i.e., order requires a binary opposite to confirm its own status.
The voice of ordering procedure inevitably becomes a voice of power in
that it must decide where to draw the boundary between who or what is
acceptable and who or what needs to be controlled or erased.
The logic of modern ordering is, to use Weston's terminology
(1996), a process of "self-validating reduction" that
simultaneously generates its own victims and justifies its defining role
via the logic of its own unfolding. The attempt to order the world
follows the pattern of positive feedback: the only way to control ever
increasing levels of uncertainty is by the application of ever more
complex taxonomies of reference; as the taxonomy of order grows however,
so does the amount of ambivalence or disorder that it sets out to
contain. For Bauman then, Modernity's chief flaw is not so much an
escalation in power per-se but an exponential growth in the
control-oriented thinking and technology that all forms of modem power
-- regardless of political hue -- utilise for various ends. Controlling,
or more euphemistically, managing ethics, the economy, education, and,
of course, the environment, is taken for granted, even if the role and
political orientation of power that mediates the mechanics of control is
more closely scrutinised. But the quest for control seems to
continuously create its own supply of self-validating material. Indeed,
for Bauman, "The Quest for Order" (1991:1-17) is unlikely to
end until that collective moment when the "primal state" of
chaos which permeates multiple dimensions of existence is embraced and
accepted, rather than perceived as an ongoing threat to human security
and a challenge to the ordering tendency of the human intellect. It is
this postmodern 'truce' with ambivalence that seems to inspire
Bauman in the passage below:
It is, we may say, a pristine and brute fact that human beings
exist in the never-ending, since never fully successful, effort to
escape from Chaos: society, its institutions and their routines, its
images and their compositions, its structures and their managerial
principles, are all facets of that forever inconclusive and relentless
escape. Society, we might say, is a massive and continuous cover up
operation. And yet the best the escape ever succeeds in coming up with
is a thin film of order that is continuously pierced, torn apart and
folded up by the Chaos over which it stretches...
It is reasonable to suppose that the flattening out of the power
differential between the West and the rest was among the principal
reasons of the history-, progress-, project-oriented version of
self-occultation running out of steam; of the crisis of modernity; of
the advent of postmodernity: of the growing willingness to admit that
not only is Being underpinned by Chaos and Absurdity rather than
preordained Order and Meaning, but it is going to stay that way for the
duration (Bauman 1995:13-14, 23).
Conclusion: From Chaos to Control or Control to Chaos?
It seems that les philosophes did a good job when they redirected
control of the great chain of being from God to humankind, and, perhaps
Bauman's critique of control implies an equally bold leap of the
managerial imagination. In other words, until the grand-narrative of
control is challenged at the first stages of metaphysical definition,
then intellectual endeavours that question management/control in and of
the physical world are liable to be pulled back into orderly line at the
first hurdle. Bavington's analysis (this volume) suggests that in
the context of managerial ecology, Bauman's call for a
philosophical reconciliation with Chaos seems to have partially been
made inasmuch as natural systems are now understood to be complex,
uncertain, and for now at least, beyond human control. There remains
however the question of shifting the focus of managerial control away
from seemingly uncontrollable ecological systems and onto seemingly
controllable social systems, where managerial intervention boasts a
'time-proven' track record.
At this point the question shifts from questioning managerial
efficacy to questioning managerial legitimacy. Although many facets of
the environment may benefit massively from managerial intervention in
human activities, ethical and political questions now come to the fore
irrespective of whether eco-managerial interventions in the social realm
are successful or otherwise. Bauman's analysis of gardening culture
and the Holocaust provides one place to examine the worst case scenario
such interventions may potentially obtain. It also suggests that elitist
narratives of control (or management) often manifest as self-serving and
self-affirming dichotomies of good and bad, Included and excluded, plant
and weed, etc. Irrespective of the managerial target then -- human
systems, ecological systems, or a hyper-complex weave of both --
Bauman's analyses suggest that proponents of human-focussed
managerial ecology may be well advised to critically consider the
Enlightenment lineage, which overarches and validates contem porary
calls to manage humanity for the sake of Gaia (or indeed, the reverse);
a lineage that includes tautological assumptions and potentially
over-rigid ethical assumptions. If control and order remain unquestioned
managerial values, then the shifting political motives that guide such
values, and the ethical, social and ecological freedoms potentially
curtailed by such values, need to be considered in equal measure if we
wish to avoid replicating some of modernity's most infamous
chapters in the pursuit of instrumental rationality.
(1.) This is not to say that Bauman's postmodern perspective,
or, more importantly, his political leanings, are analogous with
Heidegger's anti-modern stance. Heidegger's brush with Nazism
is impossible to tally with Bauman's Jewish origins, intellectual
work, and personal experiences during and after W.W.2. See Beilharz
(2000) for autobiographical insight into the war-time experiences of
Bauman and his wife Janina -- a survivor of the Warsaw Ghetto. Rather,
both thinkers highlight the role of technology in the evolution of
modernity and both take a critical view of technology's and
modernity's instrumentalising tendencies. For example, there seems
to be an echo of Bauman's reading of the Holocaust as the ultimate
terminus of gardening culture within Heidegger's statement that
"motorized agriculture is ... in essence the same thing as the
manufacture of corpses in the gas chambers and extermination camps ...
the same thing as the manufacture of hydrogen bombs" (Heidegger,
cited in Ferry and Renault, 1990: 88) . For a discussion of this
potential crossover between Bauman's postmodern perspective and
Heidegger's anti-modern perspective (see Beilharz 2000:170-173).
(2.) Bauman has written over 30 books in English, ranging from
'straight' Marxist analysis through to the post-postmodern or
-- "liquid modern" perspective of his most recent work.
Although it is an arbitrary and subjective observation, Bauman's
postmodern period, as I interpret it, begins in the mid 1980's and
ends in the mid 1990's.
(3.) As Bruno Latour observes, the acceptance of theocratic power
(or for that matter, any source of power that defies the state -- be it
clerical, civic or pagan) threatens the secular state's monopoly of
power, a point not lost on Hobbes: "For Hobbes Power is Knowledge
which amounts to saying that there can exist only one Knowledge and one
Power if civil wars are to be bought to an end. It behaves us to avoid
at all costs the possibility that the factions may invoke a higher
Entity -- Nature or God -- which the sovereign does not fully control
supernatural entities that citizens feel they have a right to petition
when they are persecuted by the authorities of this lower world"
(Latour, 1991:19).
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Author Biography
Matt Szabo is from Matlock, Derbyshire, U.K. He is a final-year PhD
student in Geography at The University of Manchester, UK. His research
interests crosscut various disciplinary boundaries including
environmental philosophy, sociology and moral philosophy. In particular
his current studies focus on developing the dichotomy of meaning between
morality and ethics. He can be reached through the School of Geography,
Mansfield Cooper Building, University of Manchester M13 9PL, U.K. or at
mattszabo@yahoo.com.
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