Abstract
Based on long-term research on community-based resource management,
and using small-scale fisheries as an example, alternatives to
conventional management may be characterized by: a shift in philosophy
to embrace uncertainty and complexity; an appreciation of fisheries as
social-ecological systems and more broadly as complex adaptive systems;
an expansion of scope of management information to include fishers'
knowledge; formulation of management objectives that incorporate
livelihood issues; and development of participatory management with
community-based institutions and cross-scale governance. Such
alternative management is adaptive as well as participatory in nature,
as it engages the knowledge of resource users, their adaptive learning,
and their institutions for self-governance. It is human-oriented but
uses an ecosystem approach, effectively linking social systems with
natural systems. Such management breaks out of the old tradition of
management-as-control. It effectively redefines resource to mean, not
commodity, but elements of an ecosystem that supports essential
processes as well as human needs. It also redefines management to refer
to governance, learning and adaptive management, oriented to maintaining
the productive capacity and resilience of the linked social-ecological
system.
En se basant sur des recherches a long terme sur la gestion
communautaire des ressources et en servant de la peche a petite echelle
comme exemple, l'article presente les caracteristiques des
solutions de rechange a la gestion conventionnelle : changement de
philosophie, afin d'inclure l'incertitude et la complexite;
comprehension de la peche en tant que systeme socioecologique et, plus
largement, en tant que systeme complexe d'adaptation; elargissement
de l'eventail des informations associees a la gestion afin
d'inclure les connaissances des pecheurs; elaboration
d'objectifs de gestion qui integrent les questions associees au
vivant; et developpement d'une gestion participative dans les
institutions du milieu communautaire et la gouvernance a diverses
echelles. Une telle gestion a une nature adaptative mais aussi
participative car elle engage dans l'auto-gouvernance les
connaissances des utilisateurs de la ressource, leurs apprentissages
adaptatifs et leurs institutions. Elle s'interesse aux humains mais
utilise une approche ecosystemique en creant avec efficacite des liens
entre systemes sociaux et systemes naturels. Elle met fin a la gestion
en tant que controle et redefinit la ressource, qui n'est plus une
commodite mais un element d'un ecosysteme qui repond a des
processus essentiels autant qu'a des besoins humains. Elle propose
aussi une nouvelle definition de la gestion, qui inclut la gouvernance,
l'apprentissage et la gestion adaptative, afin de maintenir la
capacite productive et la resilience du systeme socio-ecologique.
Keywords
Fisheries; complex adaptive systems; traditional knowledge;
livelihoods; ecosystem-based management
Introduction
A comprehensive critique of conventional environment and resource
management (managerial ecology) requires the exploration of alternatives
to learn from lessons of the various experiments being carried out
across Canada and the world. Established ideas need to be challenged
with new ideas. Alternative approaches are appearing in a number of
areas: fisheries, wildlife, forests, protected areas. Some of them are
not 'management' at all in the conventional sense of
centralized command-and-control, based on expert knowledge, aiming for
the control of nature, and treating people as if they were separate from
the environment
Of the various areas of resource and environmental management,
fisheries provide one of the clearest examples of the managerial
approach: the uncritical use of managerial tools and concepts;
anthropocentric ethics; authoritarian political frameworks; and
deterministic, control-oriented scientific worldviews (Bavington 2002).
Worldwide, the management of fisheries has often failed in terms of both
social and ecological criteria (Pitcher et al. 1998, Charles 2001). In
particular, the governance of small-scale fisheries has been problematic
(Mahon 1997, Berkes et al. 2001). Why conventional management has failed
is discussed, in part, in the companion theme issue of Environments
(Bavington and Slocombe 2002).
A number of people have been thinking critically about conventional
fisheries, including fisheries biologist Henry Regier: "I have a
sense that the population dynamics approach [stock assessment
methodology], as it has long been used generally for fisheries
management (read mis-management!) has converged conceptually and
practically to fit a vertically linear capitalistic approach to the
business of fishing. The conventional population dynamics approach fits
the 'rational actor model' (i.e., the stupid actor model!) of
neo-conservative economics and Hardin's 'tragedy of the
commons' ... It does not serve well a communitarian,
nested-interactive model of commons use ..." (Regier, personal
communication, 2002).
In this paper, I explore further why conventional managerial
approaches to fisheries have not worked well, and I identify the
elements of a different kind of fishery governance better suited
especially for small-scale fisheries. In seeking an alternative, more
holistic approach, I use two starting points. The first one is the
necessity of combining natural and social systems. The evolving theory
and practice of ecosystem-based management explicitly includes humans in
the system, instead of trying to separate them out--as if that were
possible. I use the term social-ecological system to emphasize that
social systems and ecological systems are linked, and that the
delineation between the social and the ecological is artificial and
arbitrary (Berkes and Folke 1998).
The second starting point concerns the need to manage environment
and resource systems for resilience, rather than for products and
commodities. The argument here is that maximization or optimization
approaches tend to reduce natural variability, impairing renewal
capacity of ecosystems and making social-ecological systems fragile and
vulnerable (Holling and Meffe 1996). Since social-ecological systems are
characterized by cycles of renewal, their integrity is closely related
to their ability for self-organization, renewal, learning and adapting
(Gunderson and Holling 2002). Systems need to be nurtured for diversity
and flexibility. Such resilient systems contain the components needed
for renewal and reorganization (Folke et al. 2002).
These two points provide the context for the critique of managerial
approaches, and for the search for alternatives. If conventional
managerial approaches do not work, what would the alternatives look
like? What can we learn from the diversity of emergent ideas? In this
regard, first I provide an introduction to small-scale fisheries. Then I
discuss the relevant issues and explore new approaches through five
themes:
* The need for a shift in our philosophy of resource management;
* The appreciation of fisheries as social-ecological systems, and
more broadly as complex adaptive systems;
* The need to expand the scope of information and knowledge,
including the use of fishers' knowledge;
* The need for broader objectives for management that can deal with
social-ecological systems, and in particular with social objectives such
as sustainable livelihoods and communities; and
* The significance of participatory management, with
community-based institutions and cross-scale governance.
Small-Scale Fisheries
There are some 51 million fishers in the world, and all but 500,000
of them work in small-scale fisheries. According to FAO figures, some 95
percent of the world's fishers are in developing countries,
producing 58 percent of the 98 million metric tons of the annual marine
fish catch (Berkes et al. 2001). The small-scale fisheries sector
produces the bulk of the food fish catch for direct human consumption,
income and livelihoods. Yet small-scale fisheries have been marginalized
throughout the world through government policies that tend to favour
large-scale, commodity-oriented fisheries.
Small-scale fisheries include traditional, artisanal and
subsistence fisheries. They may be mechanized but tend to use
traditional fishing gears such as small nets, traps, lines and spears.
Biodiversity of the catch tends to be high. Harvests include a greater
variety of species than in large-scale fisheries, and a greater variety
of small stocks distributed over numerous management units (Figure 1).
Small-scale fisheries tend to predominate in the developing world,
however, they are also common in coastal areas of developed countries
such as along the Atlantic coast of the USA and Canada (Apostle et al.
1998).
[FIGURE 1 OMITTED]
Worldwide, science and management of fisheries has a strong Western
and Northern bias. Most of the world's fishery science has been
devoted to stock assessment, largely single species management. The
geographic focus has been on countries of the industrially developed
world (the North), and the disciplinary focus has been on biology and
economics. Such fishery science has not served well the fishery
management needs of the developing world (the South), including
countries that primarily depend on small stocks (Mahon 1997). As well,
conventional fishery science has not adequately addressed the
socioeconomic needs of fisherfolk, livelihood issues, integrated
management of coastal resources, and the potential of interdisciplinary,
participatory approaches to meet these needs. This is true not only
globally (McConney and Mahon 1998, Charles 2001), but it is also true
with respect to small-scale fisheries in Canada as well (Matthews 1993,
Neis and Felt 2000).
A number of alternative approaches and methods for small-scale
fisheries have been developed over the last two decades or so, and are
available for fishery managers. These include methodological approaches
with broad emphasis on management objectives and processes, rather than
merely on stock assessment. They also include participatory rapid survey
methodologies; approaches to access fishers' knowledge to enrich
the information available for management; methods to build capacity and
institutions; and collaborative approaches to bring resource user
participation into the management process and decision-making (Berkes et
al. 2001). These alternative fisheries assessment and management
approaches are consistent with the vision of an ecologically, socially
and economically sustainable small-scale fishery.
Philosophies of Resource Management Science
The history of "resource management" is closely
associated with the commodification of people and nature in the service
of efficient and often rapacious exploitation for industrialization,
capitalism and colonialism. Hence, some people reject the term resource
because it carries implications of exploitation of ecosystems and
people. They also reject the term management because it carries
implications of domination of nature. We can abandon these terms, or (as
I do here) we can update their meaning and use. We can expand the
meaning of the term resource to include ecosystem products and services
used by different groups of people (and different species). We can
update the meaning of the term management to highlight governance,
social relations, adaptation and the maintenance of system resilience,
in place of domination and control of people and nature. After all,
resource management, as with all other disciplines, has been evolving.
It is nevertheless true that the dominant philosophy of resource
management has been, and to a large extent is still, based on a
tradition of positivistic science which assumes that the world is
predictable and controllable. However, our evolving thinking on
ecosystem-based management indicates that these assumptions do not often
hold. The ability to actually predict ecosystem behavior is limited.
Ecosystems have thresholds, which, when exceeded, can cause major system
structuring, and such changes can be irreversible. Models based on
equilibrium thinking often do not work, not only because we lack data,
but also because ecosystems are intrinsically and fundamentally
unpredictable (Holling 2001).
The science of ecology is abandoning the notion of equilibrium
("balance of nature") and instead adopting the idea that
ecosystems are actually or potentially multi-equilibrium systems in
which alternate states may exist over time, and an ecosystem may
"flip" from one state to another (Gunderson and Holling 2002).
According to this thinking, we can never possess more than an
approximate knowledge of an ecosystem, and our ability to predict the
behavior of multi-equilibrium complex systems, such as marine
ecosystems, is limited. This does not mean rejecting science but
recognizing the limits of conventional scientific knowledge, and
appreciating other kinds of information, including the time-tested
knowledge held by fishers and other people who inhabit and use these
ecosystems directly. The idea of embracing complexity and learning to
live with uncertainty is slowly replacing the command-and-control
approach to management in a number of fields of applied ecology (Holling
and Meffe 1996).
In the area of fisheries, Charles (2001) refers to the
"illusion of certainty" and the "fallacy of
controllability." Recent thinking in fisheries reflects the growing
importance of recognizing complex adaptive systems thinking, and the
necessity of moving away from single-species stock assessment models to
protecting the productive potential of the ecosystem as a whole (Pitcher
et al. 1998). Once we put aside the idea of controlling nature, then we
can come to terms--as many generations of ecosystem-dwellers in ancient
cultures have--with the idea that we can deal with resources through a
learning-by-doing approach (Berkes et al. 2000). Adaptive management is
the contemporary scientific version of such age-old, trial-and-error
learning. Adaptive management starts with the assumption of incomplete
information, and relies on iterative feedback learning in which policies
are treated as experiments from which to learn (Lee 1993; Gunderson and
Holling 2002).
One approach to deal with uncertainty and complexity is to build
working partnerships between the manager and the resource user, as
envisioned in adaptive management (Lee 1993). The use of imperfect
information for management necessitates a close cooperation and
risk-sharing between the management agency and the fisherfolk. Such a
process requires collaboration, transparency and accountability, so that
a learning environment can be created and management practice can build
on experience (Berkes et al. 2001). To take the argument one step
further, we need to look at the further implication of dealing with
people issues as part of complex systems.
Fisheries as Complex Adaptive Systems
Globalization effects illustrate the futility of separating the
social from the ecological. The vulnerability of local fisheries to
international markets emphasizes the interconnected nature of the world.
The manager of small-scale fisheries can no longer ignore such external
drivers as environmental movements, biodiversity issues, eco-labeling
and international codes of conduct. It is truly astounding that much of
the technical literature of fisheries management has dealt with the
subject simply as the biology of stock assessment. In reality, fishery
management is an interdisciplinary subject, and fisheries are always
complex systems of humans and nature.
A complex adaptive system often has a number of attributes not
observed in simple systems, including nonlinearity, uncertainty,
emergence, scale, and self-organization (Levin 1999, Gunderson and
Holling 2002). These characteristics of complex systems have a number of
important implications for resource and environmental management. For
example, given ecosystem complexity and uncertainty, it has been
generally known for some time that the maximum sustainable yield (MSY),
as defined by stock assessment models, is in fact a meaningless target
(Larkin 1977).
As an alternative approach, some fishery managers are experimenting
with the use of reference directions (for example, to increase the
proportion of valuable species in the catch, such as snappers and
groupers) instead of the MSY or target reference points (e.g., a catch
of 1,000 tons of a particular species). Using reference directions,
rather than targets, still requires quantitative data, but the choice of
the management direction itself is a qualitative decision. This approach
shifts the focus of management action from the exacting and difficult
question, "where exactly do we want to be?" to the simpler and
more manageable, "how do we move from here in the desired
direction?" (Figure 2).
[FIGURE 2 OMITTED]
The consideration of nonlinearity raises other questions. Emphasis
on centralized institutions and command-and-control resource management,
based on linear thinking and mechanistic views of nature, often aims to
reduce natural variation in an effort to make the ecosystem more
productive, predictable, economically efficient and controllable. But
the reduction of the range of natural variation is the very process that
may lead to a loss of resilience in a system, leaving it more
susceptible to crises and less able to renew and self-organize (Holling
and Meffe 1996).
The scale issue raises yet other questions. Can a fishery be
managed by a centralized agency, or are there more appropriate
structures of governance in which the scale of management institution is
matched to the scale of the ecosystem? Often, a "one size fits
all" kind of management ignores scale issues; such mismatches of
scale may be one of the key reasons for the failure of environmental
management regimes (Folke et al. 2002). Management occurs at multiple
scales, but the local level is key. The relevant principle is sometimes
called the subsidiarity principle: as much local management as possible,
and only so much government management as necessary (Berkes et al.
2001).
One of the insights from complexity thinking is that multiplicity
of scales means, there is no one "correct" perspective in a
complex system. A fishing community may focus on livelihoods, regional
managers on user-group conflicts, and the central government on export
earnings from shrimp. The perspective depends on the interests of the
observers and their reading of the history and context of the fishery. A
complex social-ecological system cannot be captured using a single
perspective. It can be best understood through a multiplicity of
perspectives.
Local and Traditional Knowledge
Much progress has been made in the scientific study of fisheries,
marine ecology and oceanography. Yet despite the accumulation of a great
deal of scientific data, there is insufficient information to manage
fish stocks, especially those in multispecies fisheries in tropical
seas. We have long been taught to believe that fisheries management
requires extensive research, sophisticated models, large amounts of
data, and highly trained experts. We now know that these ingredients are
not always sufficient, and we are coming to realize that simpler
approaches can be more practicable and cost-efficient (Pitcher et al.
1998). Especially in small-scale fisheries, management can work with
lower inputs of data, including qualitative indicators, and local and
traditional knowledge, as means of evaluating the resource and
determining future directions (McConney and Mahon 1998, Neis and Felt
2000).
Traditional ecological knowledge may be defined as a cumulative
body of knowledge, practice and belief, evolving by adaptive processes
and handed down through generations by cultural transmission (Berkes et
al. 2000). Traditional ecological knowledge is both cumulative and
dynamic, building on experience and adapting to change. It is an
attribute of societies with historical continuity in resource use in a
particular area. Practical knowledge that does not have such historical
and multigenerational character can simply be called local knowledge.
Both local and traditional knowledge are relevant to management, and
have been used in many contexts from Oceania (Johannes 1998) to
Newfoundland (Neis et al. 1999).
How can fishery management be improved by supplementing scientific
data with local and traditional knowledge? How can information from
resource users themselves broaden the base of knowledge necessary for
sustainable resource use? There are two considerations regarding the use
of fishers' knowledge: its use in place of expensive scientific
data, and its use to achieve consensus regarding management action.
Regarding the first, Johannes (1998) provides several examples in
which the use of local knowledge and commonsense has led to improved
management systems. He takes care to point out that such "dataless
management" does not mean management without information. Johannes
(1998) emphasizes the importance of supplementing traditional knowledge
with the use of studies on similar fisheries in other locations,
including the use of marine protected areas as sources of baseline data.
Regarding the second, the ability to take the steps needed to
improve a fishery will be considerably strengthened when the
stakeholders can agree on some measures to effect change. The key
element is agreement or consensus. Thus, achieving consensus will be an
important part of participatory management that is based on local and
traditional knowledge. Given the various uncertainties, it is
acceptable, and even desirable, to approach management through simple
rational schemes that can be understood by all of the participants.
The use of local and traditional knowledge is closely related to
civic society and democratic objectives. As part of the trend towards
stronger civil society institutions, information produced by specialists
is no longer confined to specific groups but becomes widely available.
Citizen action and civic science use locally produced information, as
well as science. As the barriers between the scientist/manager and the
resource user/citizen break down, local and traditional knowledge also
start to play a role in resource management. Using fishers'
knowledge helps widen the range of information available for
decision-making, particularly important for complex, multi-scale systems
(Berkes and Folke 1998). Such a wider range of information is not only
important, but in many cases necessary for decision-making.
Sustainable Livelihoods and Management Objectives
There is agreement on the larger goals of management: preventing
biological and commercial extinction and promoting sustainable use. But
the specific goals are more controversial and elusive. They have changed
over time, from the maximum sustainable yield (MSY) approach, to maximum
economic yield (MEY), to optimum sustainable yield (OSY) (Larkin 1977,
Charles 2001). Benefits from a fishery can be measured in different
ways, as the quantity of fish harvested (biological), or as revenue from
the fishery (economic), or as a composite benefit to society, including
sustainable livelihoods and sustainable communities.
The idea of optimal yields emerged as it became evident that the
benefits from a fishery could be measured in many other ways than simply
the weight or the landed value of the catch. The problem, however, is
that multiple objectives are messy. Maximization of a single objective
is much easier than optimisation that must address trade-offs and
compromises. Nevertheless, the OSY approach is useful because it
necessitates a process of reaching consensus on the most appropriate
objectives, hence bringing people into the decision-making model more
explicitly than is the case with MSY and MEY.
Most of the objectives commonly stated for fisheries management
fall into three categories (Clark 1985). One set relates to resource
sustainability, ensuring that the biological productive capacity of the
resource is maintained. The other two sets are social and economic, and
relate either to the optimization of returns from the fishery
(efficiency), or to the distribution of those returns among stakeholders
(equity). Some 22 fishery objectives may be recognized, six of them
related to sustainability, 12 related to efficiency, and eight related
to equity (Table 1). Any of these objectives may be a valid goal for a
fishery, but it is not possible to achieve them all for a single
fishery. Some of the objectives are incompatible with one another. For
example, management can aim to maximize the biological yield or the
economic yield but not both.
One of the characteristics of small-scale fisheries is the
importance of the social context of the fishery, such as kinship and
other social relations. In fishing communities, norms, networks and
trust relationships (so-called social capital) tend to be important, as
are reciprocal relations, values and local institutions. Fishing is not
merely a job but a way of life (Pollnac and Poggie 1988), not merely a
source of employment but also a livelihood that produces food for the
household. In developing countries as well as in the small-scale
fisheries of countries like USA and Canada, fishing is often part of a
complex of livelihood activities, which may include agriculture and
other part-time occupations in which, for example, women may play a
major role (Apostle et al. 1998, Jentoft 2000).
Fishing may be a seasonal activity that is part of livelihoods of
households and communities. Many small-scale fishers are dependent on a
diversity of species and habitats for their livelihoods (Allison and
Ellis 2001). The ability to follow a seasonal round of activities and
the ability to switch species (fishing more when the resource is
abundant; moving on when it is not) allows them the flexibility to
change and adapt as conditions dictate. Such a pattern of fishing makes
for resilient livelihoods; it also has the potential of maintaining
biodiversity by limiting heavy exploitation on any one species.
Flexibility in fishing requires access to a range of resources.
Hence, equity-related objectives of small-scale fisheries are important;
they need to be balanced against efficiency objectives such as
maximizing yield or revenue. All equity and efficiency objectives, in
turn, need to be underpinned by resource sustainability objectives. The
conventional objective of maximizing biological yields or economic
returns often ignores the larger question of the ecological and social
costs of maximization. A broader view of fishery objectives recognizes
that a sustainable fishery exists only within the context of a fishing
community and an ecosystem that supports it.
Community-Based Management and Participatory Governance
The participatory style of management requires partnerships between
the manager and the resource user. However, building such partnerships
has never been easy; it requires fishers who are sufficiently well
organized to carry out such a partnership; it requires appropriate
community-based institutions. Further, it requires an appropriate policy
environment and government willingness to engage in participatory
management. It also requires appropriate government institutions to
interact with fisher organizations--because it 'takes two to
tango" (Pomeroy and Berkes 1997).
Until the 1980s, the question of fisheries co-management through
the collaboration of government agencies and community-based
institutions would not even have come up for discussion. The prevailing
management thinking was that fishers could not self-regulate; in fact,
fisheries were used as the classical example of the "tragedy of the
commons." Hence, it was widely believed that government management
agencies had to enforce various regulations on fishers as the only way
to avoid a "tragedy" (Pinkerton 1989, Matthews 1993).
There is a large literature showing that fishing communities, under
certain circumstances, are capable of using their resources sustainably
(Berkes et al. 2001). The literature on common property resources has
established that communities of users do not require central government
regulations to make and enforce simple and practical systems of resource
use. Some of the main conditions for community-based management are
fairly well known (Ostrom et al. 1999). Key findings of commons research
indicate that resource managers can deal with users as part of the
solution, rather than as part of the problem. This does not mean that
the role of the manager has ended; it means that the role of the manager
has changed in nature.
The fishery manager needs to know something about participatory
processes and local institutions. Institution-building, as part of the
larger issue of capacity-building, is central to fishery management. The
logic of capacity-building is simple. Involving fishers and fishing
communities in the management process depends on the existence of
self-organizational capacity to make and enforce local rules. Not all
fishing communities have the capability to regulate themselves. Some
have traditions of social organization and autonomous decision-making
for resource management. They may have their own resource use areas and
a system for making rules of conduct (Wilson et al. 1994). However, in
other cases, community self-organization does not come easily, and it
may take effort to organize and build institutions (Pomeroy et al.
1997).
In the new science of small-scale fisheries, community-based
institutional capacity-building is widely recognized as one of the vital
components of coastal resources management (Pomeroy et al. 1997, Berkes
et al. 2001). This is consistent with the interest in a civil society in
which the citizens are no longer treated as subjects. It is part of a
trend emphasizing horizontal processes such as collaboration,
partnership and community empowerment in all areas of resource
management and applied ecology, from fisheries to forests and protected
areas.
Conclusions
Stock assessment-based fishery management has been too expensive,
too incomplete, too uncertain and too impractical to address the needs
of small-scale fisheries. There is a general consensus in many circles
that "reinventing fisheries management" (Pitcher et al. 1998)
and searching for new directions have become necessary. Conventional
fishery science has many strength's, but it originally developed in
the service of single-stock fisheries in the North temperate regions of
the world, for the management of large-scale fisheries. It still largely
operates in a positivistic mindset, and adheres to an "Illusion of
certainty"; it has limited ability to deal with environmental
variation and uncertainty (Charles 2001).
The conventional approach is ill suited to deal with multi-species
stocks in coastal waters targeted by the multiple types of fishing gears
that characterize small-scale fisheries in developing countries. These
small-scale fisheries, based on many species and stocks and a diversity
of habitats, require attention to biodiversity and ecosystem health.
Management for these fisheries has to address the social context, and
the benefits and costs of not just individual fishing boats and fishing
fleets, but of fishing communities as well (Jentoft 2000). Such
management requires a broader understanding of human behavior and how
people use and misuse marine commons (Ostrom et al. 1999).
Fisheries are integrated social-ecological systems with two-way
feedbacks, basically complex adaptive systems characterized by
nonlinearity, uncertainty, scale and self-organization. Resilience is
one of the emergent properties of such systems, and refers to the
ability of complex systems to absorb shocks, self-organize, learn and
adapt.
Sustainable livelihoods are those that are resilient to stresses,
can cope with crises, and are capable of absorbing environmental and
economic perturbations. Livelihoods in small-scale fisheries are often
based on a diversity of species and stocks and on a diversity of other
productive activities. This diversity confers resilience. The local and
traditional knowledge of the fishers and their ability to learn from
management outcomes also builds resilience. Thus, sustainable
livelihoods and sustainable communities require managing for resilience.
Conventional fishery management science does not have the methods
in its toolkit to deal with these complexities. What is needed is a
different kind of management regime that goes beyond command-and-control
measures, empowering fishers to self-organize and self-manage so they
can learn and adapt. Co-management and other participatory approaches
are consistent with ecosystem-based management. Biodiversity
conservation objectives are consistent with the livelihood activities of
small-scale fishers and the need to maintain the diversity of resources
on which they depend.
Alternative management approaches and many of the elements of a new
science of small-scale fisheries are actually in use in various parts of
the world (Berkes et al. 2001). These alternative approaches turn the
managerial approach on its head. Instead of fishing-as-business, these
alternative approaches focus on sustainable livelihoods; instead of
top-down decision-making, there is participatory management; instead of
reductionism and positivism, there are complex system approaches;
instead of sole reliance on expert-knows-best science, local and
traditional knowledge are also used; instead of control-of-nature
utilitarianism, there is emphasis on humans-in-ecosystem management.
Alternative approaches are appearing in a number of other areas of
environmental and resource management as well, as documented elsewhere
in this theme issue.
These approaches are not 'management' in the conventional
sense because they effectively redefine the troublesome terms, resource
and management. As redefined, resources are no longer merely commodities
but elements of an ecosystem that supports essential processes as well
as human needs. Such management is not control-oriented. Rather, it is
about governance, learning and adaptive management; it serves to
maintain the productive capacity and resilience of linked
social-ecological systems.
Table 1. Some objectives of fishery management.
Main purpose
Economic
Sustain-
Objective ability Efficiency Equity
1. Maximise catches [check]
2. Maximise profit [check]
3. Conserve fish stocks [check]
4. Stabilise stock levels [check]
5. Stabilise catch rates [check]
6. Maintain healthy ecosystems [check]
7. Provide employment [check]
8. Increase fisher's incomes [check]
9. Reduce conflicts among fisher [check]
groups or with non-fishery
stakeholders
10. Protect sports fisheries [check] [check]
11. Improve quality of fish
12. Prevent waste of fish [check] [check]
13. Maintain low consumer prices [check]
14. Increase cost-effectiveness [check]
15. Increase women's participation [check]
16. Reserve resource for local
fishers [check]
17. Reduce overcapacity [check] [check]
18. Exploit under-utilised stocks [check] [check]
19. Increase fish exports [check]
20. Improve foreign relations [check] [check]
21. Increase foreign exchange [check]
22. Provide government revenue [check]
Source: adapted from Clark (1985).
Acknowledgements
I would like to acknowledge the long-term inspiration of Henry
Regier, former president of the American Fisheries Society and former
Director of the Institute for Environmental Studies, University of
Toronto. My work on social-ecological systems and resilience has been
supported by the Social Sciences and Humanities Research Council of
Canada (SSHRC). Managing Small-Scale Fisheries was based on a project
supported by the International Development Research Centre (IDRC). I
thank project colleagues, Robin Mahon, Patrick McConney, Richard Pollnac
and Robert Pomeroy, as well as Brian Davy of the IDRC.
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Dr. Berkes, Canada Research Chair in Community-Based Resource
Management, works in the area of common-property theory and the
interrelations between societies and their resources. He has spent some
25 years studying community-based resource management systems in
northern Canada and in developing countries, and researching the
conditions under which 'the tragedy of the commons" may be
avoided. He can be reached through the Natural Resources Institute,
University of Manitoba, Winnipeg Manitoba R3T 2N2 or at
berkes@cc.umanitoba.ca
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