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A hegemonic model of crisis communication: truthfulness and repercussions for free speech in Kasky v. Nike.


by McHale, John P.^Zompetti, Joseph P.^Moffitt, Mary Anne

This study utilizes the hegemonic model of crisis communication to critically analyze the ideological implications of Nike's sweatshop labor crisis that culminated in the Kasky v. Nike court case. This groundbreaking case merits further examination and, informed by Gramsci's notion of hegemony, reveals the underlying ideological struggle present in the Nike crisis: a struggle for voice, power, and free corporate speech. Activist voices opposing sweatshops, Nike's defenses, and eventually, the legal decisions of the U.S. court system constituted competing voices in these ideological struggles over what is acceptable or right corporate behavior. This hegemonic struggle influenced standards for international labor, public relations efforts that misrepresent facts, and consideration of corporate public relations as free or commercial speech. This hegemonic model of crisis communication, unlike previous theories, recognizes the dynamic struggle between voices with various levels of power and the important ideological implications resulting from competing voices in crisis communication.

Keywords: crisis communication; hegemony; Gramsci; Nike; sweatshop; image restoration; Kasky v. Nike; freedom of speech; commercial speech

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In 2003, a negotiation between competing corporate and legal sides of the Nike crisis over standards of corporate honesty ended (for the short term) when the U.S. Supreme Court upheld the principle that, at least in California, public relations practitioners must be truthful in their communication with the public. The U.S. Supreme Court refused to review an earlier California decision that held Nike broke the law when Nike public relations personnel misrepresented the truth in their denials that Nike employees in developing nations were mistreated. This was an important landmark decision and seminal event in business communication crisis management.

This study proposes a hegemonic model of crisis communication that offers important implications for business communication because the Nike case represents a major shift in the legal protection extended to corporate speech: Responses to accusations concerning business practices are not protected by the First Amendment (in California), and misrepresentation of the facts in such cases is a violation of California law. The crisis also has other important ideological implications: Some standards of right action by corporations were reified, and some standards were redefined (such as what labor practices are acceptable). It is also one of the first organizational crises in which Web sites and the Internet played a determining role. More important, an analysis of the competing voices in the Nike crisis presents an opportunity to use the hegemonic model of crisis communication, to understand how competing voices struggle in the dynamic process, and to establish and maintain dominant ideology (i.e., what is right, just, or acceptable).

Analysis of the controversy surrounding Nike's business practices is not new. A long line of research and publications by the mainstream media and by the academic community about Nike as a multinational corporation establishes the importance of Nike as a seminal, landmark case study of business communication. As a case in point, a few years ago, the Association for Business Communication's annual student writing contest developed a case around Nike. Study of Nike's past and current problems deserves continued attention and merits reflective consideration because Nike stands as one of the most controversial and crisis-ridden corporations from which much can be learned.

Our purpose here is to add to extensive research on the Nike case by developing the hegemonic model of crisis communication and offering it as a critical theoretical lens to explain crisis communication. Concepts taken from Antonio Gramsci's work on hegemony and ideological struggle--such as the social negotiation of reality (public debates over the facts) and hegemonic struggle for dominant ideology (public debate about what is right or acceptable by voices with varying degrees of power)--inform our development of this theoretical model.

This study proposes a conceptual critical framework, which we call the hegemonic model of crisis communication, that helps explain the process of how various voices speak to these concerns--the activist voices speaking out against sweatshops, the responses of Nike as the accused organization, and eventually, the legal decisions of the court system. Use of the hegemonic model of crisis communication can help explain how organizational crises erupt, how they are facilitated in the press, how they are answered by corporations, and how they are fought out in the courts. The negotiation of acceptable standards of corporate image restoration discourse in the Nike case (an ideological struggle) is the case study for this research, but we hope that an understanding of Nike's sweatshop and free speech crisis can lead to the identification of general patterns of crisis communication that can be applied to other organizations as well.

This study employs a close textual analysis of the media texts, legal texts, and commercial texts in order to identify how each of these sets of texts, or voices, constructed their own social reality and how the voices competed with each other. Bound up in this process of reality construction are Gramsci's concepts of hegemony (the struggle to establish and maintain a dominant ideology), the subaltern or subpolitics (those with little power), consent (when subaltern yield power to those above them), common sense (that which is collectively deemed right and which is also termed false consciousness), and ideology (truth).

NIKE. HONESTY. AND CRISIS COMMUNICATION

Significant research into various business transactions of Nike has already positioned Nike as a seminal case study of U.S. business tactics here and in developing nations. Stabile (2000) examines the "sneaker wars" and the gang violence controversy surrounding the wearing of Nike shoes and reviews the PUSH crisis when Nike came under criticism for targeting certain audiences by race, age, and socioeconomic level. Knight and Greenberg (2002) note Nike's efforts to present itself as a socially responsible organization but also highlight its inability to answer its critics on sweatshop allegations; in fact, they argue that the very prominence of the Nike organization makes it a target of activist groups, whom they term subpolitics. Sellnow and Brand (2001) present a more theoretical analysis of campaign communication--in their case study of Nike CEO Phil Knight's May 12, 1998, speech about Nike's efforts at globalizing its products. In their analysis, Sellnow and Brand apply Benoit's image restoration model to examine model and antimodel rhetorical strategies, which shift blame away from the organization and onto the industry.

Another line of research has yielded business insights and business lessons by focusing on the Kasky v. Nike (2000) and the Nike v. Kasky (2003) lawsuits. E. L. Collins, Zoch, and McDonald (2004) detail the allegations that led to the lawsuits, review the Kasky v. Nike lawsuit, and note the significance of this case for defining corporate commercial versus free speech. Ki (2004) examines the Nike v. Kasky lawsuit and concludes that Nike's responses should be considered free speech and should not have been sanctioned. Business Ethics: Corporate Social Responsibility Report magazine explains why the Nike v. Kasky suit could undermine the accurate reporting of corporate crisis situations (www.business-ethics.com/nike_vs_kasky).

This continued attention to Nike by both the mainstream press and academics demonstrates the continued interest in understanding organizational crises and in developing good crisis communication strategies to respond to them. This study focuses on models of crises in order to understand organizational crisis situations and further explore the struggle over what corporate behavior is ideologically acceptable.

A review of some crisis communication theories and models reveals the need for a more descriptive, culturally based model of corporate crisis to complement the current, mostly prescriptive linear models of corporate crisis. Two seminal crisis models often referenced in the literature and in textbooks are Fink's (1986) precrisis/crisis/postcrisis model and Barton's (1993) detection/prevention/containment/recovery/learning model. Both are mostly linear models that prescribe the steps an organization should follow to manage a crisis situation.

More recent work in crisis theory also maintains this focus on linear, prescriptive models of crisis management. Not surprising, most of this established and more recent crisis research also shares the perspective that the organization has the primary power to control its crisis management strategies and its communication. For example, Coombs (2004) uses attribution theory, the categorization of kinds of crises, history of the organization, and factors that cause crises in order to demonstrate how the organization can manage and control a crisis; in the end, the focus is on a prescriptive, linear model of crisis and the role of the organization. Stephens, Malone, and Bailey (2005) replicate and extend Coombs's prescriptive stages-of-a-crisis model to suggest how message strategies developed by the organization can effectively reach their intended stakeholders.

Dean's (2004) experimental design study measures the public's opinions toward the organization's response to a crisis, its social responsibility, and its blaming strategy; once again, emphasis is on how the organization can follow certain linear steps in alleviating its crisis. Finally, Hale, Dulek, and Hale (2005) look at numerous case studies of corporate crises and extend Fink's (1986) model to four substages of the Fink's recovery stage; however, they do propose, as a response to a linear model, a spiral model of crisis, where "progress [can cease] and the crisis teams retrace the communication activities by moving backward" (p. 122).

We cite this representative line of research into crisis management not to take issue with it but to contrast the model of crisis management that we propose. That is, we suggest as a complementary and additional model of crisis management a model that does not locate all power to respond and to manage a crisis in the organization but also locates it in the audiences and all kinds of institutions that relate to it. The instigation and progression of a crisis do not always fit into a neat linear model composed of sequential stages and respective strategies. Furthermore, much theory on crisis communication focuses exclusively on organization strategies, the responses from attacked entities, and possibly the discourse of organizational attacks, rather than on the larger environment in which crisis communication occurs. Previous crisis communication researchers seem to underestimate the importance of the complex interplay of institutional players during crisis situations, often deemphasizing the conditions that allow power and influence to converge in favor of particular players over others at a particular time. Previous research has also often neglected to identify the importance of the struggles that often arise from multiple players in the dynamic reconstruction of the dominant ideology. In some crises, there may be few, if any, ideological implications and traditional linear models may still have utility. However, in cases with ideological implications, or cases in which what is fight (ideology) is part of the crisis discourse, we advocate use of the hegemonic model rather than traditional models. The Nike case is one such crisis that can be illuminated by using the hegemonic model.

A Hegemonic Model of Crisis Communication: Negotiation of Reality in the Public Sphere

The explanation of the hegemonic model as a critical framework for analyzing crisis communication begins with a review of Gramsci's concept of hegemony and the related terms that are bound up in his understanding of hegemony: ideology, common sense, subaltern, historical blocs, and consent. This examination of Gramsci's ideas on hegemony cannot be fully appreciated without an understanding of the interplay of these terms to hegemony. Applying Gramsci's notions of common sense, consent, and historical blocs to the Nike crisis helps us identify how certain loci of power wield their own construction of reality, primarily for the sustenance of their own power. In the end, this look at hegemony and its related concepts frames what we propose as the hegemonic model of crisis, a crisis model that resists a linear, organization-centered representation of a corporate crisis. Because this model is not linear, the discussion of key terms is necessarily recursive.

Hegemony refers to the struggle over dominant ideology (public debate over what is acceptable between voices with differential levels of power), to a truth as advocated by a cultural structure (such as a government, corporation, or agency) or, as in this study, by the process of gaining the consent of the "governed" (Gramsci, 1947, p. 137). The concept of hegemony can inform or be utilized to critically evaluate the negotiation of reality in the public sphere about corporate behavior and ethics in public relations. Thus, Nike's public relations messages represented their efforts to reinforce their hegemonic position.

In this case study, hegemony relies on consent and "common sense"--essentially, Gramsci's version of false consciousness, which dupes individuals into consenting to hegemonic domination (Zompetti, 1997). During the process in which common sense is established, people come to understand and believe in ideologies because that is what they are taught, that is what they model, and ultimately, they are distracted or concerned about other things so they simply come to expect and "know" and believe to be true the particular ideology. A good example is credit cards (or credit in general). Teenagers see their friends, their family, and television commercials use them. They want credit cards so they can "maximize their purchasing power." As they get older, they are also told that use of credit cards is necessary for acquiring "good credit," which of course is necessary for more credit (car notes, mortgages, etc.). At no point in time do young adults (and older adults as they age) see their friends, family, or commercials question whether credit is even necessary to begin with or if it is a positive thing to embrace culturally. Instead, they learn to accept credit as common sense and believe in it, thereby reproducing the consumer ideology of credit.

In the case of Nike, when Nike responded to critics, it established a Code of Conduct, which codified labor standards for Nike's employees outside the United States. Critics were duped into accepting these standards because they felt they had been an important voice in the debate that resulted in the establishment of common sense in the code. In another example, when the courts ultimately adjudicated against Nike on the issue of whether Nike could lie in their public relations communication, critics were potentially duped into believing that the U.S. court system checks corporate power, rather than believing that the court system, with few exceptions, supports corporate power. Critics were duped into accepting the ultimate authority of the state because they felt Kasky v. Nike showed that the U.S. court system was not pro-corporation.

Hegemony is a relationship between the dominant center of power and its subaltern (those with little power) periphery (Germino, 1990; Laclau & Mouffe, 1993). Gramsci, by reworking Marxist concepts, developed a criticism of the State, which he saw as a hegemonic superstructure of power. According to Gramsci (1947), it is through hegemony that the State can control not only the economy but also the political and cultural elements of a society. Thus, the superstructure could align itself with other groups to establish a unified and subtle hegemony of cultural thought, which is "exercised through so-called private organizations, such as the Church, trade unions, schools" (p. 137). While some groups benefit and are empowered by the superstructure, others--the subaltern--are rendered relatively powerless and voiceless. Because Gramsci's theory of cultural hegemony focuses on the power of the State, his criticism of subtle hegemony through proxy institutions was undoubtedly geared toward an explanation of the broad terrain of the dominant order. Gramsci refers to government policy (usually corporate priorities codified in law) and politics, but analogies (especially in the legal context) are possible to profit-oriented corporations. Thus, Nike, as a profit-oriented, capitalistic institution, also functions as a hegemonic force or as a negotiator within the superstructure.

Persons along the periphery tend to understand their relationship with the hegemony based upon common sense (Gramsci, 1971). Through the use of articulating practices, the hegemony is able to construct cultural perceptions (such as what is acceptable corporate behavior) so the subaltern feel they are included in the superstructure (i.e., critics of Nike feel they were included in the superstructure because they won the lawsuit). Conceptions that justify the existing order and the subaltern's location within the discourse are products of common sense. Gramsci characterized common sense as a "conception which, even in the brain of one individual, is fragmentary, incoherent and inconsequential, in conformity with the social and cultural position of those masses whose philosophy it is" (p. 419). Thus, through the establishment of cultural norms, rituals, and traditions, the hegemony (such as the court through its legal decisions) is able to perpetuate beliefs justifying its continued dominance. In the crisis that Nike faced--the allegations of abuse of their workers--Nike's response was messages to coaches, employees, and consumers or, in other words, their subaltern groups within the U.S. political system who wanted to believe the "truth" espoused by Nike. (The factory workers could also be considered the subaltern, although not in our analysis, which focuses on the struggle that occurred within the U.S. political system.) As we will discuss later, the position of subaltern can shift during a crisis. That is, some subaltern positions are more entrenched and intractable than other subaltern positions. Nike was compelled by the courts to pay damages for misrepresenting the truth. At the same time, this court decision satiated critics by conveying the appearance that the government was placing limits on corporate action.

Following Gramsci, the hegemonic model of crisis communication implies that hegemonic power does not develop overnight, nor does it do so through coercive means. The strength of the hegemony is not only its acceptance by the subaltern but also the subaltern's desire of it. By creating and maintaining a culture with illusory benefits and superficial ideals, the hegemony is able to co-opt any resistance or incorporate the resistance into part of the overarching hegemonic philosophy through the use of common sense. Court decisions, for example, as an arm of the State, illustrate how the hegemony can use legal dictum and precedent to require citizens and corporations alike to align into the larger superstructure, all under the guise of democracy.

In the hegemonic model of crisis communication, the superstructure--for this study, the court system (an arm of the government, which generally protects ideology that is favorable to corporations)--achieves and perpetuates its dominance in certain historical moments. When the subaltern succumbs to common-sensical understandings, they become positioned as ensembles within a historical bloc. In their discussion of the historical bloc, Laclau and Mouffe (1993) note that it consis