Securities and Exchange Commission
More Posts on Securities and Exchange Commission
SEC Allows Coinbase to List Shares on Nasdaq, Marking Huge Win for Cryptocurrency Supporters
The listing gives further legitimacy to the use of digital currency among investors.
SEC Expands Accredited Investor Rule
More investors will qualify to make investments into startups, venture companies and funds and private offerings.
SEC Investigates Tesla for Possible Securities Law Breach
The Securities and Exchange Commission is investigating whether Tesla Motors Inc. waited too long to disclose a fatal crash in May that called into question the safety of a system in the car that takes control of steering and braking.
Jack Ma: Lawsuits and Probes Help Alibaba To Be Better Understood
Questions about Alibaba's growth rate and its relations with affiliated companies have dogged the firm for years.
Lending Club Under Probe by U.S. Justice Dept, Receives Subpoena
Monday's filing indicated that Lending Club had repurchased an additional $3.8 million in loans during the first quarter that did not meet investor criteria.
Lending Club's CEO Resigns After Internal Probe, Shares Plummet
Three senior managers have also resigned or were fired in connection with the internal probe, the company said.
Blood-Testing Firm Theranos Under Investigation by Federal Prosecutors, SEC
The FDA, two state departments of health and The Centers for Medicare and Medicaid have also opened probes against the company.
The SEC Is Itching to Stretch Its Reach Into Venture Deals
Unicorns are a problem for the SEC, and that's a big headache for Silicon Valley and the startup world.
4 Things You Need to Know if You Hope to Raise $50 Million With a Regulation A+ Mini-IPO
Not surprisingly, few small businesses were ready for the requirement of the new law. Many are still trying to get these records in order and audits completed.
Why the Recently Passed Law Allowing Mini IPOs May Not Benefit Your Business
The potential to raise $50 million from the 'crowd' is huge, but the costs in cash and time are high.
Apple's Tim Cook Made a Rookie Mistake and Might Face SEC Sanctions
The CEO of Apple, which is notoriously tight-lipped, selectively released information about his company's performance. That's not good.
Crowdfunding Is More Like 'Crowd-Frauding'
As crowdfunding becomes more popular, there is a risk that most people will lose money in the rush.
