Securities and Exchange Commission

Lending Club Under Probe by U.S. Justice Dept, Receives Subpoena

Monday's filing indicated that Lending Club had repurchased an additional $3.8 million in loans during the first quarter that did not meet investor criteria.

Reuters

· 3 min read

Lending Club's CEO Resigns After Internal Probe, Shares Plummet

Three senior managers have also resigned or were fired in connection with the internal probe, the company said.

Reuters

· 3 min read

Blood-Testing Firm Theranos Under Investigation by Federal Prosecutors, SEC

The FDA, two state departments of health and The Centers for Medicare and Medicaid have also opened probes against the company.

Reuters

· 2 min read

The SEC Is Itching to Stretch Its Reach Into Venture Deals

Unicorns are a problem for the SEC, and that's a big headache for Silicon Valley and the startup world.

Ray Hennessey

· 5 min read

4 Things You Need to Know if You Hope to Raise $50 Million With a Regulation A+ Mini-IPO

Not surprisingly, few small businesses were ready for the requirement of the new law. Many are still trying to get these records in order and audits completed.

Kendall Almerico

· 4 min read

Why the Recently Passed Law Allowing Mini IPOs May Not Benefit Your Business

The potential to raise $50 million from the 'crowd' is huge, but the costs in cash and time are high.

Kendall Almerico

· 5 min read

Apple's Tim Cook Made a Rookie Mistake and Might Face SEC Sanctions

The CEO of Apple, which is notoriously tight-lipped, selectively released information about his company's performance. That's not good.

Ray Hennessey

· 4 min read

Crowdfunding Is More Like 'Crowd-Frauding'

As crowdfunding becomes more popular, there is a risk that most people will lose money in the rush.

Vin Gupta

· 3 min read

SEC Delays Equity Crowdfunding Piece of JOBS Act for Another Year

Provision would allow entrepreneurs and small businesses to raise funds from the general public.

Kendall Almerico

· 3 min read

Will Equity Crowdfunding Laws Be the Death of Kickstarter?

The JOBS Act and the proposed SEC rules really has nothing to do with the popular funding site. So what exactly is it?

Kendall Almerico

· 3 min read