Joseph W. Bartlett is special counsel in the corporate, securities and financial institutions practice of the law firm McCarter & English LLP in New York City. He is also founder and chairman of VC Experts, for which he is an active contributing editor.
About Joseph W. Bartlett
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'Broker-Dealer Lite' Legal Gray Area Puts Entrepreneurs at Risk As JOBS Act Opens Internet to Pitching Accredited Investors
The legality of deals can come into question if 'finders' who connect companies with investors for a fee aren't registered as broker-dealers.